DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H•••• A••••••••

C•••••• S••••• • C••• I•••national BDOrlando, Fldual registrantIAPD 6877614

Feed of 09/14/2026

Also filed as H•••• Reza A••••••••

At current firm

1 y

since Aug 29, 2025

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Aug 29, 2025 · Orlando, Fl
E•••••••• A•••••••• L•• national BD
Feb 3, 2025 to Jun 10, 2025 · Orlando, Fl
F•••• C•••••• A••••••• S••••••• BD affiliated
Apr 27, 2024 to Jun 4, 2024 · Orlando, Fl
C••••••• S••••••••• I••• BD affiliated
Aug 6, 2020 to Aug 4, 2023 · Cranston, Ri
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 9, 2019 to Jul 27, 2020 · Riverside, Ri
S••••••••• I••• asset manager
Oct 16, 2018 to Jun 20, 2019 · Lake Mary, Fl
E••••• J•••• national BD
Mar 14, 2018 to Sep 19, 2018 · Winter Garden, Fl

Moves

a registration end followed by a registration begin elsewhere

E•••••••• A•••••••• L•• to C•••••• S••••• • C••• I•••
left Jun 10, 2025, registered Aug 29, 2025 (80 days) · Affiliated broker-dealer or bank to another
F•••• C•••••• A••••••• S••••••• to E•••••••• A•••••••• L••
left Jun 4, 2024, registered Feb 3, 2025 (244 days) · Affiliated broker-dealer or bank to another
C••••••• S••••••••• I••• to F•••• C•••••• A••••••• S•••••••
left Aug 4, 2023, registered Apr 27, 2024 (267 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S••••••••• I•••
left Jul 27, 2020, registered Aug 6, 2020 (10 days) · Wirehouse to affiliated broker-dealer or bank
S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jun 20, 2019, registered Jul 9, 2019 (19 days) · RIA to wirehouse
E••••• J•••• to S••••••••• I•••
left Sep 19, 2018, registered Oct 16, 2018 (27 days) · Affiliated broker-dealer or bank to independent RIA

Signals

H•••• A•••••••• left E•••••••• A•••••••• L•• for C•••••• S••••• • C••• I••• (registered 2025-08-29)
Jun 10, 2025 · Advisor changed firm · fact
H•••• A•••••••• left F•••• C•••••• A••••••• S••••••• for E•••••••• A•••••••• L•• (registered 2025-02-03)
Jun 4, 2024 · Advisor changed firm · fact
H•••• A•••••••• left C••••••• S••••••••• I••• for F•••• C•••••• A••••••• S••••••• (registered 2024-04-27)
Aug 4, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address