DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

The Mutual Fund Store

Former SEC-registered adviserCranberry Township, PennsylvaniaCRD 141056SEC 801-80352IAPD
Legal name Tmfs-Pittsburgh I, LLC
Latest filing Mar 30, 2016
First filing on the tape Jan 3, 2012 · 15 filings
RAUM
$105M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$105M as of Mar 30, 2016
Mar 21, 2012$60.7M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 30, 2016
Mar 21, 20120 then
Employees (5.A)3 as of Mar 30, 2016
Mar 25, 20153 then
Private funds: no history
RAUM -0.1% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 30, 2016; every figure names its basis
RAUM per advisor
$105MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$117,973derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-0.1%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
893reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Michael Jason Black · Managing Membercontrol
    since 04/2006 · owns less than 5%
  • Matthew Stephen Krol · Managing Membercontrol
    since 04/2006 · owns less than 5%
  • Rostern Kristopher Nuttall · Managing Partner, Chief Compliance Officer, Investment Advisorcontrol
    since 06/2006 · owns less than 5%
Entity owners
  • Tmfs-Pittsburgh, LLC · Owner
    direct · owns 75% or more
Related persons
Schedule D 7.A
Advisers that list The Mutual Fund Store as a related person
Offices
Schedule D 1.F, the 25 largest
  • Pittsburgh, PA
What changed
consecutive filings, newest first
  • Accounts · 885 to 893
    Mar 25, 2015 to Mar 30, 2016
  • Discretionary RAUM · $105M to $105M
    Mar 25, 2015 to Mar 30, 2016
  • RAUM · $105M to $105M
    Mar 25, 2015 to Mar 30, 2016
  • Accounts · 873 to 885
    Dec 22, 2014 to Mar 25, 2015
  • Employees · 2 to 3
    Dec 22, 2014 to Mar 25, 2015
  • Discretionary RAUM · $104M to $105M
    Dec 22, 2014 to Mar 25, 2015
  • RAUM · $104M to $105M
    Dec 22, 2014 to Mar 25, 2015
  • Advisory activities · 1 to 4
    Oct 1, 2014 to Oct 2, 2014
  • Accounts · 717 to 873
    May 30, 2012 to Sep 10, 2014
  • Advisory employees · unset to 1.0
    May 30, 2012 to Sep 10, 2014
  • Employees · unset to 2.0
    May 30, 2012 to Sep 10, 2014
  • State-registered IARs · 0 to 1
    May 30, 2012 to Sep 10, 2014
  • Discretionary RAUM · $60.7M to $104M
    May 30, 2012 to Sep 10, 2014
  • RAUM · $60.7M to $104M
    May 30, 2012 to Sep 10, 2014
  • Accounts · 625 to 717
    Jan 3, 2012 to Mar 21, 2012
  • Discretionary RAUM · $54.4M to $60.7M
    Jan 3, 2012 to Mar 21, 2012
  • RAUM · $54.4M to $60.7M
    Jan 3, 2012 to Mar 21, 2012
Signals
1 dated events
  • The Mutual Fund Store filed its initial SEC registration (Form ADV)
    Sep 10, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026