DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at EDELMAN FINANCIAL ENGINES
SEWICKLEY, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | Independent wealth | Nov 30, 2016 | n/a | yes | SEWICKLEY, PA | Current employment |
| FINANCIAL ENGINES ADVISOR CENTER, LLC | Former SEC adviser | Apr 1, 2016 | Nov 30, 2016 | no | CRANBERRY TOWNSHIP, PA|OVERLAND PARK, KS | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Jun 30, 2006 | Apr 21, 2016 | no | CRANBERRY TOWNSHIP, PA|OVERLAND PARK, KS | Previous registration |
| NATCITY INVESTMENTS, INC. | n/a | Apr 22, 2005 | Nov 14, 2005 | no | PITTSBURGH, PA | Previous registration |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | May 1, 2003 | Feb 14, 2005 | no | PITTSBURGH, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINANCIAL ENGINES ADVISOR CENTER, LLC | EDELMAN FINANCIAL ENGINES | Nov 30, 2016 | Nov 30, 2016 | 0 | Bulk transfer | Other |
| THE MUTUAL FUND STORE | FINANCIAL ENGINES ADVISOR CENTER, LLC | Apr 21, 2016 | Apr 1, 2016 | -20 | Firm change | Other |
| NATCITY INVESTMENTS, INC. | THE MUTUAL FUND STORE | Nov 14, 2005 | Jun 30, 2006 | 228 | Firm change | Other |
| CITIZENS SECURITIES, INC. | NATCITY INVESTMENTS, INC. | Feb 14, 2005 | Apr 22, 2005 | 67 | Firm change | Other |