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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

Christopher Dean Torres

Advisor at LPL FINANCIAL LLC

PHOENIX, AZ

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Search this name across graphsid dfx:ria:1998ce90-fb9a-90a0-a566-50c833cbe7a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Mar 6, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 12, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jul 12, 2000
First registration: Mar 6, 2003
Dual registered: yes, broker-dealer
Other names: Christopher Dean Torres|Christopher D Torres
IAPD individual key: 4188580

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 22, 2026	n/a	yes	PHOENIX, AZ	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 3, 2023	Aug 12, 2026	no	Phoenix, AZ\|Glendale, AZ	Previous registration
COMERICA SECURITIES	Former SEC adviser	Aug 9, 2023	Nov 3, 2023	no	PHOENIX, AZ	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 2, 2020	May 24, 2023	no	OVERLAND PARK, KS\|Phoenix, AZ	Previous registration
VICUS CAPITAL, INC.	Independent wealth	Feb 6, 2014	Jun 22, 2018	no	OLATHE, KS	Previous registration
OAKPATH FINANCIAL	n/a	Sep 17, 2013	Nov 19, 2013	no	SHAWNEE, KS	Previous registration
JANUS HENDERSON INVESTORS	Former SEC adviser	Mar 6, 2003	Jan 2, 2013	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Aug 12, 2026	Jul 22, 2026	-21	Firm change	Ibd to ibd
COMERICA SECURITIES	AMERIPRISE FINANCIAL SERVICES, LLC	Nov 3, 2023	Nov 3, 2023	0	Bulk transfer	RIA to ibd
CETERA INVESTMENT ADVISERS LLC	COMERICA SECURITIES	May 24, 2023	Aug 9, 2023	77	Firm change	Ibd to RIA
VICUS CAPITAL, INC.	CETERA INVESTMENT ADVISERS LLC	Jun 22, 2018	Jan 2, 2020	559	Firm change after gap	RIA to ibd
OAKPATH FINANCIAL	VICUS CAPITAL, INC.	Nov 19, 2013	Feb 6, 2014	79	Firm change	Other
JANUS HENDERSON INVESTORS	OAKPATH FINANCIAL	Jan 2, 2013	Sep 17, 2013	258	Firm change	Other

Relationships

Registered with (7)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 22, 2026 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 3, 2023 to Aug 12, 2026factForm ADV
→ COMERICA SECURITIESRegistered adviserregistration: previous registration
Aug 9, 2023 to Nov 3, 2023factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 2, 2020 to May 24, 2023factForm ADV
→ VICUS CAPITAL, INC.Registered adviserregistration: previous registration
Feb 6, 2014 to Jun 22, 2018factForm ADV
→ OAKPATH FINANCIALRegistered adviserregistration: previous registration
Sep 17, 2013 to Nov 19, 2013factForm ADV
→ JANUS HENDERSON INVESTORSRegistered adviserregistration: previous registration
Mar 6, 2003 to Jan 2, 2013factForm ADV

Dated events

Occurred
Aug 12, 2026
Advisor changed firm
Christopher Dean Torres left Ameriprise Financial Services, Llc for Lpl Financial Llc (registered 2026-07-22)
Form ADVobserved 6 days ago
Occurred
May 24, 2023
Advisor changed firm
Christopher Dean Torres left Cetera Investment Advisers Llc for Comerica Securities (registered 2023-08-09)
Form ADVobserved 6 days ago