DFX Intelligence

B•••• L•• B••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)42 years in industry

B•••• L•• B••••••••

Advisor at N•••••• A•••••••• L••

Raleigh, NC | MCDONOUGH, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:19b42d44-a9e3-7cbf-6df8-557a8f0a624f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 24, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••• L••	State registered	Jan 6, 2026	n/a	yes	Raleigh, NC\|MCDONOUGH, GA	Current employment
C••• I••••••••• A•••••••• I•••	Independent wealth	Aug 15, 2025	Oct 2, 2025	no	Raleigh, NC\|MCDONOUGH, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• I••••••••• A•••••••• I•••	N•••••• A•••••••• L••	Oct 2, 2025	Jan 6, 2026	96	Firm change	RIA to state RIA
I••••••••• P••••••• L••	C••• I••••••••• A•••••••• I•••	Sep 12, 2025	Aug 15, 2025

Relationships

Registered with (10)

→ N•••••• A•••••••• L••Registered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ C••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 15, 2025 to Oct 2, 2025factForm ADV
→ I••••••••• P••••••• L••Registered adviserregistration: previous registration
Aug 20, 2021 to Sep 12, 2025factForm ADV
→ I• F•••••••• A••••••• S••••••• L••

Dated events

Occurred
Oct 2, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 12, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 12, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19b42d44-a9e3-7cbf-6df8-557a8f0a624f
First observed: Dec 31, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.