DFX Intelligence

D•••• J••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

D•••• J••••• M•••••

Advisor at A•••• L•••••••• P••••••• G•••• L••

COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:19d27839-601f-6cde-b337-6b99697d23b4

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 0
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2009 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• L•••••••• P••••••• G•••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• L•••••••• P••••••• G•••• L••	State registered	Sep 17, 2026	n/a	yes	COLORADO SPRINGS, CO	Current employment
M••••••• A••••••• L••	Former SEC adviser	Oct 5, 2022	Nov 4, 2024	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• A••••••• L••	A•••• L•••••••• P••••••• G•••• L••	Nov 4, 2024	Sep 17, 2026	682	Firm change after gap	Other
X••• F•••••••• L••	M••••••• A••••••• L••	Jul 13, 2022	Oct 5, 2022

Relationships

No published relationship touches this entity yet.

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 17, 2026
D•••• J••••• M••••• registered as an investment adviser representative at A•••• L•••••••• P••••••• G•••• L••

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19d27839-601f-6cde-b337-6b99697d23b4
First observed: Jan 2, 2009
Last observed: Sep 18, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.