RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• J••••• M•••••
- A•••• L•••••••• P••••••• G•••• L•• state registered currentsince Sep 17, 2026 · Colorado Springs, Co
- M••••••• A••••••• L•• formerOct 5, 2022 to Nov 4, 2024 · New York, Ny
- X••• F•••••••• L•• unclassifiedMar 31, 2022 to Jul 13, 2022 · New York, Ny
- B•••••••• A••••••• S•••••••• L•• no RAUMNov 5, 2019 to Jul 13, 2022 · San Diego, Ca
- C••• I••••••••• A•••••••• I••• independent RIAAug 8, 2017 to Nov 13, 2019 · Mcdonough, Ga
- W•• S••••••••• L•• state registeredNov 4, 2016 to Jul 24, 2017 · Cranford, Nj
- K••••••• C•••••• C••••••••• formerJan 2, 2009 to Oct 31, 2016 · El Paso, Tx
- M••••••• A••••••• L•• to A•••• L•••••••• P••••••• G•••• L••left Nov 4, 2024, registered Sep 17, 2026 (682 days) · Other
- X••• F•••••••• L•• to M••••••• A••••••• L••left Jul 13, 2022, registered Oct 5, 2022 (84 days) · Other
- B•••••••• A••••••• S•••••••• L•• to X••• F•••••••• L••left Jul 13, 2022, registered Mar 31, 2022 (-104 days) · Other
- C••• I••••••••• A•••••••• I••• to B•••••••• A••••••• S•••••••• L••left Nov 13, 2019, registered Nov 5, 2019 (-8 days) · RIA to a newly registered adviser
- W•• S••••••••• L•• to C••• I••••••••• A•••••••• I•••left Jul 24, 2017, registered Aug 8, 2017 (15 days) · Other
- K••••••• C•••••• C••••••••• to W•• S••••••••• L••left Oct 31, 2016, registered Nov 4, 2016 (4 days) · Other
- D•••• J••••• M••••• registered as an investment adviser representative at A•••• L•••••••• P••••••• G•••• L••Sep 17, 2026 · Advisor registered · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address