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R••••• L• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

R••••• L• D•••••

Advisor at P•••• W••••• M•••••••••

WOOSTER, OH

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Search this name across graphsid dfx:ria:19d2e066-9783-7524-8443-35f56320f90f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 13, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• W••••• M•••••••••	State registered	Jun 1, 2022	n/a	yes	WOOSTER, OH	Current employment
A• W••••• M••••••••• L••	Bd affiliated wealth	Sep 4, 2018	Aug 25, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A• W••••• M••••••••• L••	P•••• W••••• M•••••••••	Aug 25, 2022	Jun 1, 2022	-85	Firm change after gap	Ibd to state RIA
G••••• F•••••••• P•••••• C••••••• I•••	A• W••••• M••••••••• L••	Aug 31, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
282580:317881:OH:2022-08-25	Aug 25, 2022	Jun 1, 2022	WOOSTER, OH	Firm change after gap
132070:282580:FL:2018-08-14	Aug 31, 2018	Sep 4, 2018	SARASOTA, FL	Firm change

Relationships

Registered with (3)

→ P•••• W••••• M•••••••••Registered adviserregistration: current employment
Jun 1, 2022 to presentfactForm ADV
→ A• W••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 4, 2018 to Aug 25, 2022factForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••Registered adviserregistration: previous registration
Jun 13, 2017 to Aug 31, 2018factForm ADV

Dated events

Occurred
Aug 25, 2022
Advisor changed firm
R••••• L• D••••• left A• W••••• M••••••••• L•• for P•••• W••••• M••••••••• (registered 2022-06-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:19d2e066-9783-7524-8443-35f56320f90f
First observed: Jun 13, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.