RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• L• D•••••
- P•••• W••••• M••••••••• state registered currentsince Jun 1, 2022 · Wooster, Oh
- A• W••••• M••••••••• L•• BD affiliatedSep 4, 2018 to Aug 25, 2022 · Creston, Oh
- G••••• F•••••••• P•••••• C••••••• I••• formerJun 13, 2017 to Aug 31, 2018 · Wooster, Oh
- A• W••••• M••••••••• L•• to P•••• W••••• M•••••••••left Aug 25, 2022, registered Jun 1, 2022 (-85 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
- G••••• F•••••••• P•••••• C••••••• I••• to A• W••••• M••••••••• L••left Aug 31, 2018, registered Sep 4, 2018 (4 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- R••••• L• D••••• left A• W••••• M••••••••• L•• for P•••• W••••• M••••••••• (registered 2022-06-01)Aug 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address