RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• M••••••
- C••••••••• F•••• asset manager currentsince Feb 24, 2026 · Waltham, Ma
- C••••••••• A•••• M••••••••• L•• state registeredOct 11, 2021 to Jan 13, 2026 · Walpole, Ma
- I•••••• A•••••••• I••• asset managerDec 19, 2016 to Oct 2, 2020 · Boston, Ma
- S•••••• W••••• P•••••••• L•• BD affiliatedNov 28, 2016 to Dec 23, 2016 · Wellesley, Ma
- C••••••••• A•••• M••••••••• L•• to C••••••••• F••••left Jan 13, 2026, registered Feb 24, 2026 (42 days) · Other
- I•••••• A•••••••• I••• to C••••••••• A•••• M••••••••• L••left Oct 2, 2020, registered Oct 11, 2021 (374 days) · Other
- S•••••• W••••• P•••••••• L•• to I•••••• A•••••••• I•••left Dec 23, 2016, registered Dec 19, 2016 (-4 days) · Other
- M•••••• M•••••• left C••••••••• A•••• M••••••••• L•• for C••••••••• F•••• (registered 2026-02-24)Jan 13, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address