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RIA / WealthAdvisor27 years in industry

PETER JAMES CONWAY

Advisor at BROOKSTONE CAPITAL MANAGEMENT LLC

WHEATON, IL | Buffalo Grove, IL

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Search this name across graphsid dfx:ria:1a2cf4e8-1efb-78e6-9f37-a0960cf47540

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 20, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKSTONE CAPITAL MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 15, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 15, 1999
First registration: Aug 20, 2001
Dual registered: no
IAPD individual key: 2098646

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Jun 19, 2017	n/a	yes	Buffalo Grove, IL\|WHEATON, IL	Current employment
SGL FINANCIAL, LLC	Independent wealth	Aug 13, 2014	Jun 23, 2017	no	BUFFALO GROVE, IL	Previous registration
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Apr 27, 2011	Sep 17, 2014	no	BUFFALO, IL\|SARASOTA, FL	Previous registration
SYNERGY INVESTMENT GROUP, LLC	Former SEC adviser	Jul 23, 2008	Feb 9, 2009	no	PALM HARBOR, FL\|CRYSTAL LAKE, IL	Previous registration
AMERICAN INVESTMENT SERVICES	Former SEC adviser	Oct 22, 2007	Oct 21, 2010	no	CRYSTAL LAKE, IL	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Mar 9, 2007	Sep 19, 2007	no	ROLLING MEADOWS, IL\|ROLLING MEADOWS, IL	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Aug 20, 2001	Nov 17, 2005	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SGL FINANCIAL, LLC	BROOKSTONE CAPITAL MANAGEMENT LLC	Jun 23, 2017	Jun 19, 2017	-4	Firm change	Other
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	SGL FINANCIAL, LLC	Sep 17, 2014	Aug 13, 2014	-35	Firm change after gap	Other
AMERICAN INVESTMENT SERVICES	SYNERGY INVESTMENT GROUP, LLC	Oct 21, 2010	Jul 23, 2008	-820	Firm change after gap	Other
SYNERGY INVESTMENT GROUP, LLC	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Feb 9, 2009	Apr 27, 2011	807	Firm change after gap	Other
CETERA ADVISOR NETWORKS LLC	AMERICAN INVESTMENT SERVICES	Sep 19, 2007	Oct 22, 2007	33	Firm change	Other
MML INVESTORS SERVICES, LLC	CETERA ADVISOR NETWORKS LLC	Nov 17, 2005	Mar 9, 2007	477	Firm change after gap	Other

Relationships

Registered with (7)

→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Jun 19, 2017 to presentfactForm ADV
→ SGL FINANCIAL, LLCRegistered adviserregistration: previous registration
Aug 13, 2014 to Jun 23, 2017factForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Apr 27, 2011 to Sep 17, 2014factForm ADV
→ AMERICAN INVESTMENT SERVICESRegistered adviserregistration: previous registration
Oct 22, 2007 to Oct 21, 2010factForm ADV
→ SYNERGY INVESTMENT GROUP, LLCRegistered adviserregistration: previous registration
Jul 23, 2008 to Feb 9, 2009factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Mar 9, 2007 to Sep 19, 2007factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Aug 20, 2001 to Nov 17, 2005factForm ADV

Dated events

No dated event names this entity yet.