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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

PAUL JOHN SCHROEDER

Advisor at INVESCO ADVISERS, INC.

downers grove, IL

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Search this name across graphsid dfx:ria:1a666637-4fed-ed98-b445-1017cb3ef8b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 23, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INVESCO ADVISERS, INC.
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 27, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Aug 27, 2008
First registration: Dec 23, 2011
Dual registered: yes, broker-dealer
Other names: PAUL JOHN SCHROEDER|PAUL JOHN SCHROEDER
IAPD individual key: 5548181

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INVESCO ADVISERS, INC.	Asset manager	Dec 16, 2015	n/a	yes	downers grove, IL	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Apr 7, 2014	Dec 7, 2015	no	SCHAUMBURG, IL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Apr 7, 2014	Dec 7, 2015	no	Schaumburg, IL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Dec 23, 2011	Apr 25, 2014	no	FISHERS (INDIANAPOLIS), IN\|South Barrington, IL\|Schaumburg, IL\|FISHERS (INDIANAPOLIS), IN\|Indianapolis, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 7, 2015	Apr 7, 2014	-609	Channel change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Dec 7, 2015	Apr 7, 2014	-609	Firm change after gap	Other
CHARLES SCHWAB & CO., INC.	TD AMERITRADE, INC.	Apr 25, 2014	Apr 7, 2014	-18	Firm change	Other

Relationships

Registered with (4)

→ INVESCO ADVISERS, INC.Registered adviserregistration: current employment
Dec 16, 2015 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 7, 2014 to Dec 7, 2015factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Apr 7, 2014 to Dec 7, 2015factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Dec 23, 2011 to Apr 25, 2014factForm ADV

Dated events

No dated event names this entity yet.