RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• J••• S••••••••
- I•••••• A•••••••• I••• asset manager currentsince Dec 16, 2015 · Downers Grove, Il
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 7, 2014 to Dec 7, 2015 · Schaumburg, Il
- T• A••••••••• I••• formerApr 7, 2014 to Dec 7, 2015 · Schaumburg, Il
- C•••••• S••••• • C••• I••• national BDDec 23, 2011 to Apr 25, 2014 · Fishers (Indianapolis), In
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 7, 2015, registered Apr 7, 2014 (-609 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 7, 2015, registered Apr 7, 2014 (-609 days) · Other
- C•••••• S••••• • C••• I••• to T• A••••••••• I•••left Apr 25, 2014, registered Apr 7, 2014 (-18 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address