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RIA / WealthAdvisor37 years in industry

Albert Vincent Pette

Advisor at BRIXTON CAPITAL WEALTH ADVISORS, LLC

GARDEN CITY, NY

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Search this name across graphsid dfx:ria:5f402cd6-9e71-6067-c1be-34197d1d4d6d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Oct 19, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BRIXTON CAPITAL WEALTH ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 5, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 5
Exams: S65|S63
First exam: May 5, 1989
First registration: Oct 19, 2004
Dual registered: no
Other names: Albert Pette|Albert V. Pette
IAPD individual key: 1423862

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BRIXTON CAPITAL WEALTH ADVISORS, LLC	Independent wealth	Aug 21, 2025	n/a	yes	GARDEN CITY, NY	Current employment
WESTERN INTERNATIONAL SECURITIES	Former SEC adviser	Nov 19, 2018	Aug 1, 2025	no	Mitchel Field, NY\|Pasadena, CA\|Massapequa, NY\|PASADENA, CA	Previous registration
NORTHEAST ASSET MANAGEMENT LLC	Former SEC adviser	Apr 19, 2017	Dec 11, 2018	no	MIAMI, FL	Previous registration
PRIMARY ASSET MANAGEMENT, LLC	State registered	Oct 24, 2016	Nov 7, 2016	no	NEW YORK, NY	Previous registration
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC	Independent wealth	Jun 3, 2015	Sep 25, 2015	no	NEW YORK, NY\|RED BANK, NJ	Previous registration
ROCKWELL GLOBAL ADVISORS, LLC	Former SEC adviser	Jul 24, 2014	May 12, 2015	no	MELVILLE, NY	Previous registration
GLOBAL ARENA INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Sep 19, 2012	Jun 5, 2014	no	NEW YORK, NY	Previous registration
FRIEDMAN SCHNAIER ASSET MANAGEMENT, LLC	n/a	Feb 3, 2009	Aug 4, 2010	no	NEW YORK, NY	Previous registration
FRIEDMAN SCHNAIER ASSET MANAGEMENT, LLC	n/a	Dec 18, 2008	Dec 31, 2008	no	NEW YORK, NY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 17, 2007	May 15, 2007	no	WEEHAWKEN, NJ\|WEEHAWKEN, NJ	Previous registration
LADENBURG THALMANN ASSET MANAGEMENT INC	Other adviser	Oct 19, 2004	Jan 10, 2007	no	MELVILLE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WESTERN INTERNATIONAL SECURITIES	BRIXTON CAPITAL WEALTH ADVISORS, LLC	Aug 1, 2025	Aug 21, 2025	20	Firm change	Ibd to RIA
NORTHEAST ASSET MANAGEMENT LLC	WESTERN INTERNATIONAL SECURITIES	Dec 11, 2018	Nov 19, 2018	-22	Firm change	RIA to RIA
PRIMARY ASSET MANAGEMENT, LLC	NORTHEAST ASSET MANAGEMENT LLC	Nov 7, 2016	Apr 19, 2017	163	Firm change	Other
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC	PRIMARY ASSET MANAGEMENT, LLC	Sep 25, 2015	Oct 24, 2016	395	Firm change	Other
ROCKWELL GLOBAL ADVISORS, LLC	GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC	May 12, 2015	Jun 3, 2015	22	Firm change	Other
GLOBAL ARENA INVESTMENT MANAGEMENT, LLC	ROCKWELL GLOBAL ADVISORS, LLC	Jun 5, 2014	Jul 24, 2014	49	Firm change	Other
FRIEDMAN SCHNAIER ASSET MANAGEMENT, LLC	GLOBAL ARENA INVESTMENT MANAGEMENT, LLC	Aug 4, 2010	Sep 19, 2012	777	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	FRIEDMAN SCHNAIER ASSET MANAGEMENT, LLC	May 15, 2007	Dec 18, 2008	583	Firm change after gap	Other
LADENBURG THALMANN ASSET MANAGEMENT INC	UBS FINANCIAL SERVICES INC.	Jan 10, 2007	Jan 17, 2007	7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
117567:39262:FL:2018-12-11	Dec 11, 2018	Nov 19, 2018	MIAMI, FL	Firm change

Relationships

Registered with (10)

→ BRIXTON CAPITAL WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Aug 21, 2025 to presentfactForm ADV
→ WESTERN INTERNATIONAL SECURITIESRegistered adviserregistration: previous registration
Nov 19, 2018 to Aug 1, 2025factForm ADV
→ NORTHEAST ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Apr 19, 2017 to Dec 11, 2018factForm ADV
→ PRIMARY ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 24, 2016 to Nov 7, 2016factForm ADV
→ GARDEN STATE INVESTMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jun 3, 2015 to Sep 25, 2015factForm ADV
→ ROCKWELL GLOBAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 24, 2014 to May 12, 2015factForm ADV
→ GLOBAL ARENA INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 19, 2012 to Jun 5, 2014factForm ADV
→ FRIEDMAN SCHNAIER ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 3, 2009 to Aug 4, 2010factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 17, 2007 to May 15, 2007factForm ADV
→ LADENBURG THALMANN ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Oct 19, 2004 to Jan 10, 2007factForm ADV

Dated events

Occurred
Aug 1, 2025
Advisor changed firm
Albert Vincent Pette left Western International Securities for Brixton Capital Wealth Advisors, Llc (registered 2025-08-21)
Form ADVobserved 5 days ago