DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T•• M••••••• F•••••••• G•••• L••
HUNT VALLEY, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• M••••••• F•••••••• G•••• L•• | Independent wealth | Jun 24, 2026 | n/a | yes | HUNT VALLEY, MD | Current employment |
| T•• A•••••••• I••• | Bd affiliated wealth | Sep 21, 2021 | Apr 13, 2026 | no | Bainbridge Island, WA|SUMMIT, NJ|Visalia, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•• A•••••••• I••• | T•• M••••••• F•••••••• G•••• L•• | Apr 13, 2026 | Jun 24, 2026 | 72 | Firm change | Ibd to RIA |
| S•••••••• C•••••• | T•• A•••••••• I••• | Nov 3, 2021 | Sep 21, 2021 |
| S•••••••• C•••••• | Former SEC adviser | Feb 27, 2020 | Nov 3, 2021 | no | CHATTANOOGA, TN | Previous registration |
| M• H••••••• S••••••••• I••• | Bd affiliated wealth | Sep 2, 2015 | Dec 31, 2019 | no | VISALIA, CA|PORTLAND, OR|VISALIA, CA | Previous registration |
| P•••••• C•••••• S••••••••• I••• | n/a | Jan 2, 2009 | Dec 31, 2009 | no | VISALIA, CA | Previous registration |
| C••••••••• F•••••••• N•••••• | National bd RIA | Mar 18, 2004 | Dec 13, 2012 | no | VISALIA, CA | Previous registration |
| S••••• F•••••••• S•••••••• I••• | Former SEC adviser | Nov 30, 2001 | Mar 17, 2004 | no | VISALIA, CA | Previous registration |
| Firm change after gap |
| RIA to ibd |
| M• H••••••• S••••••••• I••• | S•••••••• C•••••• | Dec 31, 2019 | Feb 27, 2020 | 58 | Firm change | Ibd to RIA |
| C••••••••• F•••••••• N•••••• | P•••••• C•••••• S••••••••• I••• | Dec 13, 2012 | Jan 2, 2009 | -1,441 | Firm change after gap | Other |
| P•••••• C•••••• S••••••••• I••• | M• H••••••• S••••••••• I••• | Dec 31, 2009 | Sep 2, 2015 | 2,071 | Firm change after gap | Other |
| S••••• F•••••••• S•••••••• I••• | C••••••••• F•••••••• N•••••• | Mar 17, 2004 | Mar 18, 2004 | 1 | Firm change | Other |