RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Rodney Dale Dir
- Title
- Senior Financial Advisor, Director of Investment Researchreportedmarshallfinancialgroup.comfirm site, Sep 15, 2026
- Partner or owner
- “Find the Right Partner”reportedmarshallfinancialgroup.comthe sentence on the bio page
- Direct business phone
- 410-563-1190reportedmarshallfinancialgroup.comfirm site, Sep 15, 2026
- Professional profile
- marshallfinancialgroup.com/team-member/rod-dirreportedmarshallfinancialgroup.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- The Marshall Financial Group LLC independent RIA currentsince Jun 24, 2026 · Hunt Valley, Md
- Tlg Advisors, Inc. BD affiliatedSep 21, 2021 to Apr 13, 2026 · Bainbridge Island, Wa
- Southport Capital formerFeb 27, 2020 to Nov 3, 2021 · Chattanooga, Tn
- M Holdings Securities, Inc. BD affiliatedSep 2, 2015 to Dec 31, 2019 · Visalia, Ca
- Pacific Capital Strategies, Inc. unclassifiedJan 2, 2009 to Dec 31, 2009 · Visalia, Ca
- Commonwealth Financial Network national BDMar 18, 2004 to Dec 13, 2012 · Visalia, Ca
- Sunset Financial Services, Inc. formerNov 30, 2001 to Mar 17, 2004 · Visalia, Ca
- Tlg Advisors, Inc. to The Marshall Financial Group LLCleft Apr 13, 2026, registered Jun 24, 2026 (72 days) · Affiliated broker-dealer or bank to independent RIA
- Southport Capital to Tlg Advisors, Inc.left Nov 3, 2021, registered Sep 21, 2021 (-43 days) · RIA to affiliated broker-dealer or bank
- M Holdings Securities, Inc. to Southport Capitalleft Dec 31, 2019, registered Feb 27, 2020 (58 days) · Affiliated broker-dealer or bank to independent RIA
- Commonwealth Financial Network to Pacific Capital Strategies, Inc.left Dec 13, 2012, registered Jan 2, 2009 (-1441 days) · Other
- Pacific Capital Strategies, Inc. to M Holdings Securities, Inc.left Dec 31, 2009, registered Sep 2, 2015 (2071 days) · Other
- Sunset Financial Services, Inc. to Commonwealth Financial Networkleft Mar 17, 2004, registered Mar 18, 2004 (1 days) · Other
- Rodney Dale Dir left Tlg Advisors, Inc. for The Marshall Financial Group Llc (registered 2026-06-24)Apr 13, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address