DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G••••• V•••••• W••••• M•••••••••
ENCINITAS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G••••• V•••••• W••••• M••••••••• | State registered | Jan 1, 2026 | n/a | yes | ENCINITAS, CA | Current employment |
| W••••• A•••••••• P•••••••• L•• | Independent wealth | Jun 2, 2011 | Aug 9, 2017 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••• A•••••••• P•••••••• L•• | G••••• V•••••• W••••• M••••••••• | Aug 9, 2017 | Jan 1, 2026 | 3,067 | Firm change after gap | Other |
| A••••••• W••••• P••••••• | W••••• A•••••••• P•••••••• L•• | May 13, 2011 | Jun 2, 2011 |
| A••••••• W••••• P••••••• | n/a | Aug 12, 2008 | May 13, 2011 | no | SAN DIEGO, CA | Previous registration |
| F•••• A••••• S••••••••• I••• | Former SEC adviser | Apr 14, 2008 | Oct 12, 2010 | no | SAN DIEGO, CA|SAN DIEGO, CA|San Diego, CA | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Feb 28, 2006 | Apr 9, 2008 | no | LA JOLLA, CA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 26, 2005 | Apr 3, 2006 | no | SAN DIEGO, CA | Previous registration |
| 20 |
| Firm change |
| Other |
| F•••• A••••• S••••••••• I••• | A••••••• W••••• P••••••• | Oct 12, 2010 | Aug 12, 2008 | -791 | Firm change after gap | Other |
| O•••• F•• I••• | F•••• A••••• S••••••••• I••• | Apr 9, 2008 | Apr 14, 2008 | 5 | Firm change | Other |
| A••••••••• F•••••••• S•••••••• L•• | O•••• F•• I••• | Apr 3, 2006 | Feb 28, 2006 | -34 | Firm change after gap | Other |