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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

JOHN ANTHONY NOLE

Advisor at ORCA INVESTMENT MANAGEMENT, LLC

LAKE OSWEGO, OR | St. Petersburg, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jul 31, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ORCA INVESTMENT MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 21, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: May 21, 1987
First registration: Jul 31, 2007
Dual registered: yes, broker-dealer
Other names: JOHN A NOLE
IAPD individual key: 1609191

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ORCA INVESTMENT MANAGEMENT, LLC	Independent wealth	Apr 8, 2026	n/a	yes	St. Petersburg, FL\|LAKE OSWEGO, OR	Current employment
PAULSON INVESTMENT ADVISORS, LLC	n/a	Apr 2, 2020	Dec 31, 2024	no	St. Petersburg, FL\|PORTLAND, OR	Previous registration
AEGIS CAPITAL CORP.	Bd affiliated wealth	Feb 5, 2014	Jul 29, 2016	no	TAMPA, FL	Previous registration
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Bd affiliated wealth	Oct 14, 2011	Feb 6, 2014	no	ORLANDO, FL	Previous registration
ANDERSON & STRUDWICK, INCORPORATED	Former SEC adviser	Jul 26, 2010	Oct 14, 2011	no	TAMPA, FL	Previous registration
WESTMINSTER FINANCIAL ADVISORY CORP	Independent wealth	May 18, 2010	Sep 7, 2010	no	BEAVERCREEK, OH\|SARASOTA, FL	Previous registration
GUNNALLEN FINANCIAL, INC	n/a	Jul 31, 2007	Mar 31, 2010	no	DEERFIELD BEACH, FL\|SARASOTA, FL\|PORTLAND, OR\|SARASOTA, FL\|SARASOTA, FL\|BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PAULSON INVESTMENT ADVISORS, LLC	ORCA INVESTMENT MANAGEMENT, LLC	Dec 31, 2024	Apr 8, 2026	463	Firm change after gap	Other
AEGIS CAPITAL CORP.	PAULSON INVESTMENT ADVISORS, LLC	Jul 29, 2016	Apr 2, 2020	1,343	Firm change after gap	Other
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	AEGIS CAPITAL CORP.	Feb 6, 2014	Feb 5, 2014	-1	Firm change	Other
ANDERSON & STRUDWICK, INCORPORATED	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Oct 14, 2011	Oct 14, 2011	0	Firm change	Other
WESTMINSTER FINANCIAL ADVISORY CORP	ANDERSON & STRUDWICK, INCORPORATED	Sep 7, 2010	Jul 26, 2010	-43	Firm change after gap	Other
GUNNALLEN FINANCIAL, INC	WESTMINSTER FINANCIAL ADVISORY CORP	Mar 31, 2010	May 18, 2010	48	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
304328:144377:OR:2024-12-31	Dec 31, 2024	Apr 8, 2026	PORTLAND, OR	Firm change after gap

Relationships

Registered with (7)

→ ORCA INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 8, 2026 to presentfactForm ADV
→ PAULSON INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 2, 2020 to Dec 31, 2024factForm ADV
→ AEGIS CAPITAL CORP.Registered adviserregistration: previous registration
Feb 5, 2014 to Jul 29, 2016factForm ADV
→ INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 14, 2011 to Feb 6, 2014factForm ADV
→ ANDERSON & STRUDWICK, INCORPORATEDRegistered adviserregistration: previous registration
Jul 26, 2010 to Oct 14, 2011factForm ADV
→ WESTMINSTER FINANCIAL ADVISORY CORPRegistered adviserregistration: previous registration
May 18, 2010 to Sep 7, 2010factForm ADV
→ GUNNALLEN FINANCIAL, INCRegistered adviserregistration: previous registration
Jul 31, 2007 to Mar 31, 2010factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
John Anthony Nole left Paulson Investment Advisors, Llc for Orca Investment Management, Llc (registered 2026-04-08)
Form ADVobserved 4 days ago