DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• A•••••• N•••

O••• I••••••••• M••••••••• L••independent RIALake Oswego, Or dual registrantIAPD 1609191

Feed of 09/14/2026

Also filed as J••• A N•••

At current firm

0 y

since Apr 8, 2026

In the industry

39 y

since May 21, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O••• I••••••••• M••••••••• L•• independent RIA current
since Apr 8, 2026 · St. Petersburg, Fl
P•••••• I••••••••• A•••••••• L•• unclassified
Apr 2, 2020 to Dec 31, 2024 · St. Petersburg, Fl
A•••• C•••••• C•••• BD affiliated
Feb 5, 2014 to Jul 29, 2016 · Tampa, Fl
I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliated
Oct 14, 2011 to Feb 6, 2014 · Orlando, Fl
A••••••• • S••••••••• I••••••••• former
Jul 26, 2010 to Oct 14, 2011 · Tampa, Fl
W••••••••• F•••••••• A••••••• C••• independent RIA
May 18, 2010 to Sep 7, 2010 · Beavercreek, Oh
G•••••••• F••••••••• I•• unclassified
Jul 31, 2007 to Mar 31, 2010 · Deerfield Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

P•••••• I••••••••• A•••••••• L•• to O••• I••••••••• M••••••••• L••
left Dec 31, 2024, registered Apr 8, 2026 (463 days) · Other · moved with a team
A•••• C•••••• C•••• to P•••••• I••••••••• A•••••••• L••
left Jul 29, 2016, registered Apr 2, 2020 (1343 days) · Other
I••••••••• A••••• I••••••••• M••••••••• L•• to A•••• C•••••• C••••
left Feb 6, 2014, registered Feb 5, 2014 (-1 days) · Other
A••••••• • S••••••••• I••••••••• to I••••••••• A••••• I••••••••• M••••••••• L••
left Oct 14, 2011, registered Oct 14, 2011 (0 days) · Other
W••••••••• F•••••••• A••••••• C••• to A••••••• • S••••••••• I•••••••••
left Sep 7, 2010, registered Jul 26, 2010 (-43 days) · Other
G•••••••• F••••••••• I•• to W••••••••• F•••••••• A••••••• C•••
left Mar 31, 2010, registered May 18, 2010 (48 days) · Other

Signals

J••• A•••••• N••• left P•••••• I••••••••• A•••••••• L•• for O••• I••••••••• M••••••••• L•• (registered 2026-04-08)
Dec 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address