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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

JULIE ANNE VAVRA DALEY

Advisor at LPL FINANCIAL LLC

ST. CLAIRSVLLE, OH | BRIDGEPORT, OH

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Search this name across graphsid dfx:ria:1b342821-152d-eb8f-9da7-769641d5301b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Nov 10, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 2, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Aug 2, 2002
First registration: Nov 10, 2010
Dual registered: yes, broker-dealer
Other names: JULIE ANNE VAVRA|JULIE ANNE VAVRA|JULIE ANN MURDOCH|JULIE ANNE VAVRA-MURDOCH|JULIE ANNE VAVRA MURDOCH|JULIE ANNE VAVRA DALEY|JULIE ANNE VAVRA
IAPD individual key: 4285660

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 6, 2024	n/a	yes	ST. CLAIRSVLLE, OH\|BRIDGEPORT, OH	Current employment
COMMONWEALTH FINANCIAL SERVICES	Independent wealth	Apr 11, 2023	Jan 9, 2024	no	VIENNA, WV\|St. Clairsville, OH	Previous registration
ARBOR POINT ADVISORS	Former SEC adviser	Nov 13, 2018	Apr 10, 2023	no	ST. CLAIRSVILLE, OH	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 5, 2015	Nov 12, 2018	no	WHEELING, WV\|ST. CLAIRSVILLE, OH	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Apr 23, 2013	Feb 2, 2015	no	WINTERSVILLE, OH\|WHEELING, WV\|STEUBENVILLE, OH\|STEUBENVILLE, OH\|WINTERSVILLE, OH	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 12, 2012	Apr 16, 2013	no	FORT MILL, SC\|MARTINS FERRY, OH	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Nov 10, 2010	Mar 20, 2012	no	STEUBENVILLE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL SERVICES	LPL FINANCIAL LLC	Jan 9, 2024	Jan 6, 2024	-3	Firm change	RIA to ibd
ARBOR POINT ADVISORS	COMMONWEALTH FINANCIAL SERVICES	Apr 10, 2023	Apr 11, 2023	1	Firm change	Ibd to new firm
LPL FINANCIAL LLC	ARBOR POINT ADVISORS	Nov 12, 2018	Nov 13, 2018	1	Firm change	RIA to ibd
J.P. MORGAN SECURITIES LLC	LPL FINANCIAL LLC	Feb 2, 2015	Feb 5, 2015	3	Firm change	Other
LPL FINANCIAL LLC	J.P. MORGAN SECURITIES LLC	Apr 16, 2013	Apr 23, 2013	7	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	LPL FINANCIAL LLC	Mar 20, 2012	Mar 12, 2012	-8	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
165127:324930:OH:2023-04-06	Apr 10, 2023	Apr 11, 2023	ST CLAIRSVILLE, OH	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 5, 2015 to Nov 12, 2018factForm ADV
→ COMMONWEALTH FINANCIAL SERVICESRegistered adviserregistration: previous registration
Apr 11, 2023 to Jan 9, 2024factForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Nov 13, 2018 to Apr 10, 2023factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Apr 23, 2013 to Feb 2, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 10, 2010 to Mar 20, 2012factForm ADV

Dated events

Occurred
Jan 9, 2024
Advisor changed firm
Julie Anne Vavra Daley left Commonwealth Financial Services for Lpl Financial Llc (registered 2024-01-06)
Form ADVobserved 4 days ago
Occurred
Apr 10, 2023
Advisor changed firm
Julie Anne Vavra Daley left Arbor Point Advisors for Commonwealth Financial Services (registered 2023-04-11)
Form ADVobserved 4 days ago