DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Julie Anne Vavra Daley

LPL Financial LLCBD affiliatedSt. Clairsvlle, Oh dual registrantIAPD 4285660

Feed of 09/14/2026

Also filed as Julie Anne Vavra

At current firm

2 y

since Jan 6, 2024

In the industry

24 y

since Aug 2, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jan 6, 2024 · St. Clairsvlle, Oh
Commonwealth Financial Services independent RIA
Apr 11, 2023 to Jan 9, 2024 · Vienna, Wv
Arbor Point Advisors former
Nov 13, 2018 to Apr 10, 2023 · St. Clairsville, Oh
LPL Financial LLC BD affiliated
Feb 5, 2015 to Nov 12, 2018 · Wheeling, Wv
J.P. Morgan Securities LLC wirehouse
Apr 23, 2013 to Feb 2, 2015 · Wintersville, Oh
LPL Financial LLC BD affiliated
Mar 12, 2012 to Apr 16, 2013 · Fort Mill, Sc
Chase Investment Services Corp. former
Nov 10, 2010 to Mar 20, 2012 · Steubenville, Oh

Moves

a registration end followed by a registration begin elsewhere

Commonwealth Financial Services to LPL Financial LLC
left Jan 9, 2024, registered Jan 6, 2024 (-3 days) · RIA to affiliated broker-dealer or bank
Arbor Point Advisors to Commonwealth Financial Services
left Apr 10, 2023, registered Apr 11, 2023 (1 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
LPL Financial LLC to Arbor Point Advisors
left Nov 12, 2018, registered Nov 13, 2018 (1 days) · RIA to affiliated broker-dealer or bank
J.P. Morgan Securities LLC to LPL Financial LLC
left Feb 2, 2015, registered Feb 5, 2015 (3 days) · Other
LPL Financial LLC to J.P. Morgan Securities LLC
left Apr 16, 2013, registered Apr 23, 2013 (7 days) · Other
Chase Investment Services Corp. to LPL Financial LLC
left Mar 20, 2012, registered Mar 12, 2012 (-8 days) · Other

Signals

Julie Anne Vavra Daley left Commonwealth Financial Services for Lpl Financial Llc (registered 2024-01-06)
Jan 9, 2024 · Advisor changed firm · fact
Julie Anne Vavra Daley left Arbor Point Advisors for Commonwealth Financial Services (registered 2023-04-11)
Apr 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address