DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Missouri Valley Partners, Inc.

Former SEC-registered adviserSt. Louis, MissouriCRD 108497SEC 801-57966IAPD
Latest filing Jul 17, 2014
First filing on the tape Mar 29, 2012 · 10 filings
RAUM
$950M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
14 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$950M as of Mar 28, 2014
Mar 29, 2012$810M then
HNW client RAUM: no history
State-registered IARs (5.B.3)12 as of Mar 28, 2014
Mar 29, 20120 then
Employees (5.A)14 as of Mar 28, 2014
Mar 21, 201314 then
Private funds: 1
RAUM +4.3% over the last fiscal yearIARs 12 to 12
Practice profile
derived from the filing of Jul 17, 2014; every figure names its basis
RAUM per advisor
$79.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$4.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
6.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+4.3%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
213reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
1 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Mvp Small Cap Fund, LPno longer reportedHedge Fund$2.1M8Mar 29, 2012
Owners and control persons
Schedule A and B, latest filing
  • Allen Scott Roberts · Presidentcontrol
    since 03/2014 · owns less than 5%
  • Alan Gregory Glidden · Chief Investment Officer
    since 04/2008 · owns less than 5%
  • Anne Elizabeth Watkins · Chief Compliance Officer
    since 04/2014 · owns less than 5%
Entity owners
  • Stifel Financial Corporation · Shareholder
    direct · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
Advisers that list Missouri Valley Partners, Inc. as a related person
Offices
Schedule D 1.F, the 25 largest
  • ,
What changed
consecutive filings, newest first
  • Accounts · 201 to 213
    Nov 25, 2013 to Mar 28, 2014
  • Discretionary RAUM · $910M to $950M
    Nov 25, 2013 to Mar 28, 2014
  • RAUM · $910M to $950M
    Nov 25, 2013 to Mar 28, 2014
  • Related bank · false to true
    Nov 25, 2013 to Mar 28, 2014
  • Related insurance company · true to false
    Nov 25, 2013 to Mar 28, 2014
  • Accounts · 203 to 201
    Jun 21, 2012 to Mar 21, 2013
  • Advisory employees · unset to 14.0
    Jun 21, 2012 to Mar 21, 2013
  • Employees · unset to 14.0
    Jun 21, 2012 to Mar 21, 2013
  • State-registered IARs · 0 to 12
    Jun 21, 2012 to Mar 21, 2013
  • Discretionary RAUM · $810M to $910M
    Jun 21, 2012 to Mar 21, 2013
  • RAUM · $810M to $910M
    Jun 21, 2012 to Mar 21, 2013
  • Assets in custody · 2133454.0 to unset
    Mar 29, 2012 to Jun 14, 2012
  • Custody of client assets · true to false
    Mar 29, 2012 to Jun 14, 2012
  • Private funds · 1 to unset
    Mar 29, 2012 to Jun 14, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026