DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••• C•••••• A••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 9, 2012 · 10 filings
SEC status approved since Jun 28, 2024
RAUM
$226M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
2.7%
$6.2M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$56.4M
derived; firm RAUM over IAPD count
Employees
10
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$226M as of Mar 30, 2026
Mar 9, 2012$31.3M then
HNW client RAUM: $3.2M
State-registered IARs (5.B.3)3 as of Mar 30, 2026
Mar 9, 20120 then
Employees (5.A)10 as of Mar 30, 2026
Mar 4, 202510 then
Private funds2 as of Mar 30, 2026
Mar 9, 20122 then
RAUM +32% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- $56.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 3derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $10.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $206M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$187M83%
- Banks and thrifts$18.3M8.1%
- Corporations and businesses$13.7M6.1%
- High-net-worth individuals$3.2M1.4%
- Individuals$3.0M1.3%
- Individual clients
- 10reported
- HNW clients
- 1reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 21reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $206M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.03 fund_share=0.83 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N•••••• Z••••• | Miami, Fl | Feb 6, 2015 | 12 y | 0 |
| J••• C••••• L•••••• | Miami, Fl | Apr 16, 2025 | 20 y | 0 |
| S••••• R•• K••••• | Miami, Fl | Jan 15, 2026 | 35 y | 3 |
| L••• A•••••• P••• | Miami, Fl | May 1, 2026 | 11 y | 0 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 25% of current headcount1 left over 36 months
Left, latest
- G•••••• F•••••••• F••••• to B••••• A•••• M••••••••• L••Nov 25, 2025 · Other
- G••• S•••• E••••• to A••••••• P••••••••• A•••••••• I••Jan 24, 2023 · Other
- J•••• C•••• C•••• to T•• A•••• F•••••••• G••••May 12, 2020 · Other
- A•••••• B•••••• to H••••• I•••••Jul 5, 2017 · Other
Joined, latest
- S••••• R•• K••••• from H•• A••••••• L•••Jan 15, 2026 · Other
- G•••••• F•••••••• F••••• from D••••• W••••• M••••••••• L••May 9, 2024 · Other
- J•••• C•••• C•••• from S•••••Oct 28, 2019 · Other
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P• G••••• O••••••••• M••••• F••• I• L•• | Private Equity Fund | $39.3M | 10 | May 31, 2024 |
| P••••• C••••• O••••••••• F••• I• L• | Other Private Fund | $19.1M | 0 | May 31, 2024 |
| L• L•••• A•••••• S•••• D••••••• F•••• B•••no longer reported | Hedge Fund | $16.6M | 20 | Mar 9, 2012 |
| L• N•••••• R•••••••• O••••••••• F••• L•••no longer reported | Hedge Fund | $15.0M | 50 | Mar 9, 2012 |
| L• L•••• A•••••• F•••• I••••• O••••••••• F••• | Hedge Fund | $7.2M | 21 | May 31, 2024 |
| L• N•••••• R•••••••• M••••• N•••••• F••• B•••no longer reported | Hedge Fund | $2.5M | 7 | Mar 15, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••••••• M•••••• A•••• · Ccocontrolsince 09/2022 · owns less than 5%
- F•••••• R•••• J•••• C••••• · Managercontrolsince 08/2021 · owns less than 5%
- H•••••••• S••••••• P•••••• R••••• · Managercontrolsince 03/2016 · owns less than 5%
- S•••• J•••• · Managercontrolsince 08/2021 · owns less than 5%
- Z•••••• C••••• · Managercontrolsince 11/2010 · owns 50% to 75%
- Z•••••• N•••••• · Chief Investment Officercontrolsince 10/2017 · owns less than 5%
- F•••••• R•••• J•••• C••••• · Shareholdercontrolsince 07/2021 · owns 75% or more of G••• I••
- H•••••••• S••••••• P•••••• R••••• · Shareholdercontrolsince 12/2018 · owns 25% to 50% of L• I••••••••• M••••••••• L••
- Z•••••• C••••• · Settlor/Trusteecontrolsince 09/1994 · owns 75% or more of C••••• A••••• Z••••• R•••••••• T••••
Entity owners
- G••• I•• · Shareholderdirect · owns 50% to 75%
- L• I••••••••• M••••••••• L•• · Shareholderdirect · owns 25% to 50%
- C••••• A••••• Z••••• R•••••••• T•••• · Shareholderindirect · owns 25% to 50% of L• I••••••••• M••••••••• L••
Related persons
Schedule D 7.A
- L• A••••••• D• I••••••••• S•••investment advisern
- L• C••• D• V••••••• S••broker-dealern
- L• I••••••••• M••••••••• L••investment adviserpooled vehicle sponsory
- P• G••••• O••••••••• I• C••••• G• L••••••pooled vehicle sponsorn
- P••••• B•••• S•••custodiann
- P••••• C••••• O••••••••• F••• I• G•• L••pooled vehicle sponsory
- P••••• S••••••••• P••••• D• B•••• S•••broker-dealerinvestment advisern
- P••••• S••••••••• I•••broker-dealerinvestment advisercustodiann
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 4 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 30, 2026discretionary share of RAUM moved from 72.0% to 94.0% between the annual amendments of 2025-03-04 and 2026-03-30peers: asset managers, $100M to $500M (1,567)
- institutional asset share shiftChange between filings · filing Mar 30, 2026institutional share of RAUM moved from 52.0% to 14.0% between the annual amendments of 2025-03-04 and 2026-03-30peers: asset managers, $100M to $500M (1,567)
What changed
consecutive filings, newest first
- Advisory employees · 3 to 4Jan 23, 2026 to Mar 30, 2026
- Corporate clients · 4 to 5Jan 23, 2026 to Mar 30, 2026
- HNW clients · unset to 1.0Jan 23, 2026 to Mar 30, 2026
- Individual clients · 13 to 10Jan 23, 2026 to Mar 30, 2026
- Assets in custody · $134M to $206MJan 23, 2026 to Mar 30, 2026
- Discretionary RAUM · $168M to $212MJan 23, 2026 to Mar 30, 2026
- HNW RAUM · unset to 3218381.0Jan 23, 2026 to Mar 30, 2026
- Individual RAUM · $8.1M to $3.0MJan 23, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $15.7M to $14.0MJan 23, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $98.2M to $187MJan 23, 2026 to Mar 30, 2026
- RAUM · $184M to $226MJan 23, 2026 to Mar 30, 2026
- Accounts · 19 to 21Mar 4, 2025 to Oct 16, 2025
- Corporate clients · 3 to 4Mar 4, 2025 to Oct 16, 2025
- Individual clients · 10 to 13Mar 4, 2025 to Oct 16, 2025
- Pooled vehicle clients · 3 to 2Mar 4, 2025 to Oct 16, 2025
- Assets in custody · $112M to $134MMar 4, 2025 to Oct 16, 2025
- Private funds · 3 to 2Mar 4, 2025 to Oct 16, 2025
- Discretionary RAUM · $123M to $168MMar 4, 2025 to Oct 16, 2025
- Individual RAUM · $5.8M to $8.1MMar 4, 2025 to Oct 16, 2025
- Non-discretionary RAUM · $48.8M to $15.7MMar 4, 2025 to Oct 16, 2025
- Pooled vehicle RAUM · $76.7M to $98.2MMar 4, 2025 to Oct 16, 2025
- RAUM · $171M to $184MMar 4, 2025 to Oct 16, 2025
- Advisory activities · 4 to 3Jul 5, 2024 to Mar 4, 2025
- BD registered reps · 1 to 0Jul 5, 2024 to Mar 4, 2025
- Pooled vehicle clients · 4 to 3Jul 5, 2024 to Mar 4, 2025
- Assets in custody · $101M to $112MJul 5, 2024 to Mar 4, 2025
- Financial planning clients · unset to Jul 5, 2024 to Mar 4, 2025
- Other offices · 0 to 1Jul 5, 2024 to Mar 4, 2025
- Discretionary RAUM · $111M to $123MJul 5, 2024 to Mar 4, 2025
- Individual RAUM · $4.3M to $5.8MJul 5, 2024 to Mar 4, 2025
- Non-discretionary RAUM · $39.4M to $48.8MJul 5, 2024 to Mar 4, 2025
- Pooled vehicle RAUM · $65.5M to $76.7MJul 5, 2024 to Mar 4, 2025
- RAUM · $151M to $171MJul 5, 2024 to Mar 4, 2025
- Accounts · 1 to 19Jul 20, 2012 to May 31, 2024
- Advisory employees · unset to 3.0Jul 20, 2012 to May 31, 2024
- Advisory activities · 2 to 4Jul 20, 2012 to May 31, 2024
- BD registered reps · 0 to 1Jul 20, 2012 to May 31, 2024
- Business name · L• I••••••••• M••••••••• •••• L•• to W•••• C•••••• A••••••• L••Jul 20, 2012 to May 31, 2024
- Corporate clients · unset to 3.0Jul 20, 2012 to May 31, 2024
- Individual clients · unset to 10.0Jul 20, 2012 to May 31, 2024
Signals
10 dated events
- G•••••• F•••••••• F••••• left W•••• C•••••• A••••••• L•• for B••••• A•••• M••••••••• L•• (registered 2026-02-01)Nov 25, 2025 · Advisor changed firm · fact
- Alfredo Gonzalez (Cfa) no longer on Schedule A of W•••• C•••••• A••••••• L•• (listed 2012-07-20, absent 2024-05-31)May 31, 2024 · Control person left · inference
- G••• S•••• (Evp) no longer on Schedule A of W•••• C•••••• A••••••• L•• (listed 2012-07-20, absent 2024-05-31)May 31, 2024 · Control person left · inference
- Eutimio A•••••• B•••••• (Chief Compliance Officer) no longer on Schedule A of W•••• C•••••• A••••••• L•• (listed 2012-07-20, absent 2024-05-31)May 31, 2024 · Control person left · inference
- C••••• J••• F•••••• R••• (Shareholder) appeared on Schedule A of W•••• C•••••• A••••••• L••May 31, 2024 · Control person joined · fact
- R••••• P••••• H•••••••• S•••••• (Manager) appeared on Schedule A of W•••• C•••••• A••••••• L••May 31, 2024 · Control person joined · fact
- J•••• S••• (Manager) appeared on Schedule A of W•••• C•••••• A••••••• L••May 31, 2024 · Control person joined · fact
- N•••••• Z••••• (Chief Investment Officer) appeared on Schedule A of W•••• C•••••• A••••••• L••May 31, 2024 · Control person joined · fact
- W•••• C•••••• A••••••• L•• filed its initial SEC registration (Form ADV)May 31, 2024 · First SEC registration · fact
- G••• S•••• E••••• left W•••• C•••••• A••••••• L•• for A••••••• P••••••••• A•••••••• I•• (registered 2023-04-11)Jan 24, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
- W•••• C•••••• A••••••• L•• · Independent Sponsorsshared crd · capital_provider
- W•••• C•••••• A••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/welcy-capital-advisors-llc/?viewAsMembereportedpublic record, Form ADV, Sep 18, 2026
- Website
- welcycap.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 786.353.0036reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026