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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant16 years in industry

MARKKU TANELI HAPPONEN

Advisor at MODERN WEALTH MANAGEMENT, LLC

CHESTER SPRINGS, PA | KANSAS CITY, MO

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Search this name across graphsid dfx:ria:b8ba4a92-38d3-07be-d0e2-52b8278dd822

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 12, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MODERN WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 23, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66
First exam: Dec 23, 2009
First registration: Jan 12, 2010
Dual registered: no
Other names: TANU HAPPONEN
IAPD individual key: 4312993

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MODERN WEALTH MANAGEMENT, LLC	Independent wealth	May 17, 2024	n/a	yes	KANSAS CITY, MO\|CHESTER SPRINGS, PA	Current employment
WEALTH MANAGEMENT SOLUTIONS	Former SEC adviser	Nov 6, 2015	Aug 7, 2024	no	EXTON, PA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 23, 2012	May 15, 2013	no	RADNOR, PA	Previous registration
THE WHARTON ADVISORY GROUP, LLC	Former SEC adviser	May 23, 2012	Nov 24, 2015	no	WAYNE, PA	Previous registration
MARKET STREET WEALTH MANAGEMENT	Independent wealth	Jan 3, 2011	Nov 28, 2012	no	WEST CHESTER, PA	Previous registration
USA FINANCIAL SECURITIES LLC	Independent wealth	Apr 14, 2010	Dec 31, 2010	no	ADA, MI\|WEST CHESTER, PA	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jan 12, 2010	Apr 13, 2010	no	PHILADELPHIA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTH MANAGEMENT SOLUTIONS	MODERN WEALTH MANAGEMENT, LLC	Aug 7, 2024	May 17, 2024	-82	Firm change after gap	RIA to RIA
THE WHARTON ADVISORY GROUP, LLC	LPL FINANCIAL LLC	Nov 24, 2015	Jul 23, 2012	-1,219	Firm change after gap	Other
LPL FINANCIAL LLC	WEALTH MANAGEMENT SOLUTIONS	May 15, 2013	Nov 6, 2015	905	Firm change after gap	Other
MARKET STREET WEALTH MANAGEMENT	THE WHARTON ADVISORY GROUP, LLC	Nov 28, 2012	May 23, 2012	-189	Firm change after gap	Other
USA FINANCIAL SECURITIES LLC	MARKET STREET WEALTH MANAGEMENT	Dec 31, 2010	Jan 3, 2011	3	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	USA FINANCIAL SECURITIES LLC	Apr 13, 2010	Apr 14, 2010	1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
264793:324624:PA:2024-08-07	Aug 7, 2024	May 17, 2024	EXTON, PA	Firm change after gap

Relationships

Registered with (7)

→ MODERN WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
May 17, 2024 to presentfactForm ADV
→ WEALTH MANAGEMENT SOLUTIONSRegistered adviserregistration: previous registration
Nov 6, 2015 to Aug 7, 2024factForm ADV
→ THE WHARTON ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
May 23, 2012 to Nov 24, 2015factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 23, 2012 to May 15, 2013factForm ADV
→ MARKET STREET WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 3, 2011 to Nov 28, 2012factForm ADV
→ USA FINANCIAL SECURITIES LLCRegistered adviserregistration: previous registration
Apr 14, 2010 to Dec 31, 2010factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 12, 2010 to Apr 13, 2010factForm ADV

Dated events

Occurred
Aug 7, 2024
Advisor changed firm
Markku Taneli Happonen left Wealth Management Solutions for Modern Wealth Management, Llc (registered 2024-05-17)
Form ADVobserved 6 days ago