DFX Intelligence

W•••••• J••••• O•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

W•••••• J••••• O•••••••

Advisor at N••••••••• A•••• M••••••••• L••

Greenwich, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1c2fee8d-400d-30c7-4ea4-762537b31e3b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: May 13, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 18, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• A•••• M••••••••• L••	Independent wealth	Jan 6, 2025	n/a	yes	Greenwich, CT	Current employment
N••••••••• A•••• M••••••••• L••	Independent wealth	Jun 3, 2024	Dec 31, 2024	no	Greenwich, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• W•••••	N••••••••• A•••• M••••••••• L••	Jul 25, 2024	Jun 3, 2024	-52	Bulk transfer	RIA to RIA
N••••••••• A•••• M••••••••• L••	C•••••••• W•••••	Nov 8, 2021	Nov 18, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
109582:310912:CT:2021-11-08	Nov 8, 2021	Nov 18, 2021	GREENWICH, CT	Firm change

Relationships

Registered with (8)

→ N••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jun 3, 2024 to Dec 31, 2024factForm ADV
→ C•••••••• W•••••Registered adviserregistration: previous registration
Nov 18, 2021 to Jul 25, 2024factForm ADV
→ N••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Dec 14, 2018 to Nov 8, 2021factForm ADV
→ E•••••• C•••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c2fee8d-400d-30c7-4ea4-762537b31e3b
First observed: May 13, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.