DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)18 years in industrynot currently registered

Jonathan Ament

Advisor at ALLY INVEST ADVISORS

CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1c3bbb01-4773-1787-0d1d-05a0ab70620c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Nov 6, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLY INVEST ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 30, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 30, 2007
First registration: Nov 6, 2007
Dual registered: yes, broker-dealer
Other names: JONATHAN R AMENT|Jonathan Robert Ament
IAPD individual key: 5227070

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLY INVEST ADVISORS	Independent wealth	Jun 2, 2025	n/a	yes	CHARLOTTE, NC	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 30, 2022	Jun 22, 2023	no	FORT MILL, SC	Previous registration
FOSTER VICTOR	Independent wealth	Feb 24, 2021	Jun 10, 2021	no	GREENVILLE, SC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 15, 2017	Sep 11, 2020	no	FORT MILL, SC	Previous registration
POWELL WEALTH	Independent wealth	Mar 15, 2017	Oct 26, 2017	no	CORNELIUS, NC	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Apr 13, 2015	Dec 7, 2016	no	BOCA RATON, FL	Previous registration
KOVACK ADVISORS, INC.	Bd affiliated wealth	Sep 26, 2014	Apr 6, 2015	no	FT. LAUDERDALE, FL	Previous registration
CAPITAL CLIENT GROUP, INC.	No RAUM reported	May 7, 2013	Sep 9, 2014	no	SAN ANTONIO, TX	Previous registration
WILMINGTON BROKERAGE SERVICES COMPANY	n/a	Nov 20, 2007	Mar 26, 2009	no	WILMINGTON, DE	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 6, 2007	Nov 30, 2007	no	WILMINGTON, DE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	ALLY INVEST ADVISORS	Jun 22, 2023	Jun 2, 2025	711	Firm change after gap	Ibd to RIA
FOSTER VICTOR	LPL FINANCIAL LLC	Jun 10, 2021	Mar 30, 2022	293	Firm change	RIA to RIA
LPL FINANCIAL LLC	FOSTER VICTOR	Sep 11, 2020	Feb 24, 2021	166	Firm change	Ibd to RIA
POWELL WEALTH	LPL FINANCIAL LLC	Oct 26, 2017	Nov 15, 2017	20	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	POWELL WEALTH	Dec 7, 2016	Mar 15, 2017	98	Firm change	Other
KOVACK ADVISORS, INC.	RAYMOND JAMES & ASSOCIATES, INC.	Apr 6, 2015	Apr 13, 2015	7	Firm change	Other
CAPITAL CLIENT GROUP, INC.	KOVACK ADVISORS, INC.	Sep 9, 2014	Sep 26, 2014	17	Firm change	Other
WILMINGTON BROKERAGE SERVICES COMPANY	CAPITAL CLIENT GROUP, INC.	Mar 26, 2009	May 7, 2013	1,503	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	WILMINGTON BROKERAGE SERVICES COMPANY	Nov 30, 2007	Nov 20, 2007	-10	Firm change	Other

Relationships

Registered with (9)

→ ALLY INVEST ADVISORSRegistered adviserregistration: current employment
Jun 2, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 30, 2022 to Jun 22, 2023factForm ADV
→ FOSTER VICTORRegistered adviserregistration: previous registration
Feb 24, 2021 to Jun 10, 2021factForm ADV
→ POWELL WEALTHRegistered adviserregistration: previous registration
Mar 15, 2017 to Oct 26, 2017factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Apr 13, 2015 to Dec 7, 2016factForm ADV
→ KOVACK ADVISORS, INC.Registered adviserregistration: previous registration
Sep 26, 2014 to Apr 6, 2015factForm ADV
→ CAPITAL CLIENT GROUP, INC.Registered adviserregistration: previous registration
May 7, 2013 to Sep 9, 2014factForm ADV
→ WILMINGTON BROKERAGE SERVICES COMPANYRegistered adviserregistration: previous registration
Nov 20, 2007 to Mar 26, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Nov 6, 2007 to Nov 30, 2007factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 22, 2023
Advisor changed firm
Jonathan Ament left Lpl Financial Llc for Ally Invest Advisors (registered 2025-06-02)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 15, 2026
date not stated
Jonathan Ament no longer holds an investment adviser registration (last listed at Ally Invest Advisors on the 2026-09-14 feed)