RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• A••••
- A••• I••••• A••••••• independent RIA currentsince Jun 2, 2025 · Charlotte, Nc
- L•• F•••••••• L•• BD affiliatedMar 30, 2022 to Jun 22, 2023 · Fort Mill, Sc
- F••••• V••••• independent RIAFeb 24, 2021 to Jun 10, 2021 · Greenville, Sc
- L•• F•••••••• L•• BD affiliatedNov 15, 2017 to Sep 11, 2020 · Fort Mill, Sc
- P••••• W••••• independent RIAMar 15, 2017 to Oct 26, 2017 · Cornelius, Nc
- R•••••• J•••• • A••••••••• I••• national BDApr 13, 2015 to Dec 7, 2016 · Boca Raton, Fl
- K••••• A•••••••• I••• BD affiliatedSep 26, 2014 to Apr 6, 2015 · Ft. Lauderdale, Fl
- C•••••• C••••• G••••• I••• no RAUMMay 7, 2013 to Sep 9, 2014 · San Antonio, Tx
- W••••••••• B•••••••• S••••••• C•••••• unclassifiedNov 20, 2007 to Mar 26, 2009 · W•••••••••, De
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 6, 2007 to Nov 30, 2007 · W•••••••••, De
- L•• F•••••••• L•• to A••• I••••• A•••••••left Jun 22, 2023, registered Jun 2, 2025 (711 days) · Affiliated broker-dealer or bank to independent RIA
- F••••• V••••• to L•• F•••••••• L••left Jun 10, 2021, registered Mar 30, 2022 (293 days) · RIA to RIA
- L•• F•••••••• L•• to F••••• V•••••left Sep 11, 2020, registered Feb 24, 2021 (166 days) · Affiliated broker-dealer or bank to independent RIA
- P••••• W••••• to L•• F•••••••• L••left Oct 26, 2017, registered Nov 15, 2017 (20 days) · Other
- R•••••• J•••• • A••••••••• I••• to P••••• W•••••left Dec 7, 2016, registered Mar 15, 2017 (98 days) · Other
- K••••• A•••••••• I••• to R•••••• J•••• • A••••••••• I•••left Apr 6, 2015, registered Apr 13, 2015 (7 days) · Other
- C•••••• C••••• G••••• I••• to K••••• A•••••••• I•••left Sep 9, 2014, registered Sep 26, 2014 (17 days) · Other
- W••••••••• B•••••••• S••••••• C•••••• to C•••••• C••••• G••••• I•••left Mar 26, 2009, registered May 7, 2013 (1503 days) · Other
- C•••••••• G••••• M•••••• I••• to W••••••••• B•••••••• S••••••• C••••••left Nov 30, 2007, registered Nov 20, 2007 (-10 days) · Other
- J••••••• A•••• no longer holds an investment adviser registration (last listed at A••• I••••• A••••••• on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- J••••••• A•••• left L•• F•••••••• L•• for A••• I••••• A••••••• (registered 2025-06-02)Jun 22, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address