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RIA / WealthAdvisor28 years in industry

RAYMOND ZONG

Advisor at GLOBAL WEALTH MANAGEMENT, LLC

LANSDALE, PA

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Search this name across graphsid dfx:ria:1cc73680-12c7-e61c-5f8e-04aee9451d38

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jun 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GLOBAL WEALTH MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 10, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jul 10, 1998
First registration: Jun 4, 2002
Dual registered: no
Other names: Raymond ZONG|Ray Zong
IAPD individual key: 2989049

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GLOBAL WEALTH MANAGEMENT, LLC	State registered	May 10, 2024	n/a	yes	LANSDALE, PA	Current employment
NI ADVISORS	State registered	Jul 26, 2022	Jan 12, 2024	no	MILPITAS, CA\|MILPITAS, CA\|Lansdale, PA	Previous registration
NPA ASSET MANAGEMENT, LLC	Bd affiliated wealth	Jan 5, 2018	Jul 27, 2020	no	Landsdale, PA\|FAIR LAWN, NJ	Previous registration
NPA ASSET MANAGEMENT, LLC	Bd affiliated wealth	Jun 9, 2015	Dec 31, 2017	no	FAIR LAWN, NJ\|PHILADELPHIA, PA	Previous registration
KOVACK ADVISORS, INC.	Bd affiliated wealth	Nov 30, 2012	Jun 5, 2015	no	LANSDALE, PA\|FT. LAUDERDALE, FL	Previous registration
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	May 22, 2012	Oct 22, 2012	no	LANSDALE, PA\|MORRISTOWN, NJ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 18, 2006	May 22, 2012	no	PHILADELPHIA, PA\|JENKINTOWN, PA\|BLUE BELL, PA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 20, 2002	Sep 5, 2006	no	PHILADELPHIA, PA\|PHILADELPHIA, PA	Previous registration
MORGAN STANLEY DW INC.	n/a	Jun 4, 2002	Dec 10, 2002	no	LAWRENCEVILLE, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NI ADVISORS	GLOBAL WEALTH MANAGEMENT, LLC	Jan 12, 2024	May 10, 2024	119	Firm change	Other
NPA ASSET MANAGEMENT, LLC	NI ADVISORS	Jul 27, 2020	Jul 26, 2022	729	Firm change after gap	Ibd to state RIA
KOVACK ADVISORS, INC.	NPA ASSET MANAGEMENT, LLC	Jun 5, 2015	Jun 9, 2015	4	Firm change	Other
PRIVATE ADVISOR GROUP, LLC	KOVACK ADVISORS, INC.	Oct 22, 2012	Nov 30, 2012	39	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PRIVATE ADVISOR GROUP, LLC	May 22, 2012	May 22, 2012	0	Firm change	Other
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 5, 2006	Aug 18, 2006	-18	Firm change	Wirehouse to wirehouse
MORGAN STANLEY DW INC.	UBS FINANCIAL SERVICES INC.	Dec 10, 2002	Dec 20, 2002	10	Firm change	Other

Relationships

Registered with (8)

→ GLOBAL WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
May 10, 2024 to presentfactForm ADV
→ NI ADVISORSRegistered adviserregistration: previous registration
Jul 26, 2022 to Jan 12, 2024factForm ADV
→ NPA ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 5, 2018 to Jul 27, 2020factForm ADV
→ KOVACK ADVISORS, INC.Registered adviserregistration: previous registration
Nov 30, 2012 to Jun 5, 2015factForm ADV
→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
May 22, 2012 to Oct 22, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 18, 2006 to May 22, 2012factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 20, 2002 to Sep 5, 2006factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jun 4, 2002 to Dec 10, 2002factForm ADV

Dated events

Occurred
Jan 12, 2024
Advisor changed firm
Raymond Zong left Ni Advisors for Global Wealth Management, Llc (registered 2024-05-10)
Form ADVobserved 5 days ago