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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Chandra Alexis Burns

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Woodlands, TX | LINDSBORG, KS

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Search this name across graphsid dfx:ria:1cd3f1c8-bc95-df6a-886a-1faa7322a102

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Feb 26, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 22, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 22, 2008
First registration: Feb 26, 2008
Dual registered: yes, broker-dealer
Other names: CHANDRA ALEXIS WALKER|Chandra Burns|CHANDRA ALEXIS BURNS|Chandra Alexis Walker
IAPD individual key: 5302034

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 25, 2023	n/a	yes	LINDSBORG, KS\|Woodlands, TX	Current employment
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jan 31, 2023	Jun 1, 2023	no	THE WOODLANDS, TX	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jan 25, 2022	Aug 4, 2022	no	Houston, TX	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Jul 27, 2020	Aug 31, 2021	no	THE WOODLAND, TX	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 16, 2018	Mar 4, 2020	no	Shenandoah, TX	Previous registration
ENGRAVE WEALTH PARTNERS, LLC	Former SEC adviser	Aug 31, 2017	Dec 6, 2017	no	THE WOODLANDS, TX	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Nov 15, 2016	Jul 26, 2017	no	SUGAR LAND, TX	Previous registration
AVIDIAN WEALTH SOLUTIONS	Independent wealth	Apr 8, 2014	Nov 18, 2016	no	HOUSTON, TX	Previous registration
RESEARCH FINANCIAL STRATEGIES	Independent wealth	Mar 7, 2013	Apr 2, 2014	no	HOUSTON, TX\|ROCKVILLE, MD	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 26, 2008	Feb 25, 2013	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 1, 2023	May 25, 2023	-7	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Aug 4, 2022	Jan 31, 2023	180	Firm change	Other
SAGEPOINT FINANCIAL, INC.	RAYMOND JAMES & ASSOCIATES, INC.	Aug 31, 2021	Jan 25, 2022	147	Firm change	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	SAGEPOINT FINANCIAL, INC.	Mar 4, 2020	Jul 27, 2020	145	Firm change	Ibd to ibd
ENGRAVE WEALTH PARTNERS, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Dec 6, 2017	May 16, 2018	161	Firm change	Other
RBC CAPITAL MARKETS, LLC	ENGRAVE WEALTH PARTNERS, LLC	Jul 26, 2017	Aug 31, 2017	36	Firm change	Ibd to new firm
AVIDIAN WEALTH SOLUTIONS	RBC CAPITAL MARKETS, LLC	Nov 18, 2016	Nov 15, 2016	-3	Firm change	Other
RESEARCH FINANCIAL STRATEGIES	AVIDIAN WEALTH SOLUTIONS	Apr 2, 2014	Apr 8, 2014	6	Firm change	Other
LPL FINANCIAL LLC	RESEARCH FINANCIAL STRATEGIES	Feb 25, 2013	Mar 7, 2013	10	Firm change	Other

Relationships

Registered with (9)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 16, 2018 to Mar 4, 2020factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Jan 31, 2023 to Jun 1, 2023factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jan 25, 2022 to Aug 4, 2022factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Jul 27, 2020 to Aug 31, 2021factForm ADV
→ ENGRAVE WEALTH PARTNERS, LLCRegistered adviserregistration: previous registration
Aug 31, 2017 to Dec 6, 2017factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Nov 15, 2016 to Jul 26, 2017factForm ADV
→ AVIDIAN WEALTH SOLUTIONSRegistered adviserregistration: previous registration
Apr 8, 2014 to Nov 18, 2016factForm ADV
→ RESEARCH FINANCIAL STRATEGIESRegistered adviserregistration: previous registration
Mar 7, 2013 to Apr 2, 2014factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 26, 2008 to Feb 25, 2013factForm ADV

Dated events

Occurred
Jun 1, 2023
Advisor changed firm
Chandra Alexis Burns left Northwestern Mutual Investment Services,Llc for Ameriprise Financial Services, Llc (registered 2023-05-25)
Form ADVobserved 6 days ago
Occurred
Aug 4, 2022
Advisor changed firm
Chandra Alexis Burns left Raymond James & Associates, Inc. for Northwestern Mutual Investment Services,Llc (registered 2023-01-31)
Form ADVobserved 6 days ago