DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Chandra Alexis Burns

Ameriprise Financial Services, LLCnational BDWoodlands, Tx dual registrantIAPD 5302034

Feed of 09/15/2026

Also filed as Chandra Alexis Walker

At current firm

3 y

since May 25, 2023

In the industry

18 y

since Feb 22, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ameriprise Financial Services, LLC national BD current
since May 25, 2023 · Lindsborg, Ks
Northwestern Mutual Investment Services,LLC no RAUM
Jan 31, 2023 to Jun 1, 2023 · The Woodlands, Tx
Raymond James & Associates, Inc. national BD
Jan 25, 2022 to Aug 4, 2022 · Houston, Tx
Sagepoint Financial, Inc. former
Jul 27, 2020 to Aug 31, 2021 · The Woodland, Tx
Ameriprise Financial Services, LLC national BD
May 16, 2018 to Mar 4, 2020 · Shenandoah, Tx
Engrave Wealth Partners, LLC former
Aug 31, 2017 to Dec 6, 2017 · The Woodlands, Tx
RBC Capital Markets, LLC national BD
Nov 15, 2016 to Jul 26, 2017 · Sugar Land, Tx
Avidian Wealth Solutions independent RIA
Apr 8, 2014 to Nov 18, 2016 · Houston, Tx
Research Financial Strategies independent RIA
Mar 7, 2013 to Apr 2, 2014 · Houston, Tx
LPL Financial LLC BD affiliated
Feb 26, 2008 to Feb 25, 2013 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

Northwestern Mutual Investment Services,LLC to Ameriprise Financial Services, LLC
left Jun 1, 2023, registered May 25, 2023 (-7 days) · Other
Raymond James & Associates, Inc. to Northwestern Mutual Investment Services,LLC
left Aug 4, 2022, registered Jan 31, 2023 (180 days) · Other
Sagepoint Financial, Inc. to Raymond James & Associates, Inc.
left Aug 31, 2021, registered Jan 25, 2022 (147 days) · Affiliated broker-dealer or bank to another
Ameriprise Financial Services, LLC to Sagepoint Financial, Inc.
left Mar 4, 2020, registered Jul 27, 2020 (145 days) · Affiliated broker-dealer or bank to another
Engrave Wealth Partners, LLC to Ameriprise Financial Services, LLC
left Dec 6, 2017, registered May 16, 2018 (161 days) · Other
RBC Capital Markets, LLC to Engrave Wealth Partners, LLC
left Jul 26, 2017, registered Aug 31, 2017 (36 days) · Affiliated broker-dealer or bank to a newly registered adviser
Avidian Wealth Solutions to RBC Capital Markets, LLC
left Nov 18, 2016, registered Nov 15, 2016 (-3 days) · Other
Research Financial Strategies to Avidian Wealth Solutions
left Apr 2, 2014, registered Apr 8, 2014 (6 days) · Other
LPL Financial LLC to Research Financial Strategies
left Feb 25, 2013, registered Mar 7, 2013 (10 days) · Other

Signals

Chandra Alexis Burns left Northwestern Mutual Investment Services,Llc for Ameriprise Financial Services, Llc (registered 2023-05-25)
Jun 1, 2023 · Advisor changed firm · fact
Chandra Alexis Burns left Raymond James & Associates, Inc. for Northwestern Mutual Investment Services,Llc (registered 2023-01-31)
Aug 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address