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O•••• D•••• F••••• D• V•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

O•••• D•••• F••••• D• V•••••

Advisor at L••••• W••••• M••••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:1cde2645-4b71-8006-900b-6149302ba9bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 20, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 19, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• W••••• M••••••••• L••	Independent wealth	May 7, 2021	n/a	yes	NEW YORK, NY	Current employment
U••• A•••••••	Mixed wealth	Oct 3, 2018	Aug 12, 2021	no	MIAMI, FL\|Holliswood, NY

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U••• A•••••••	L••••• W••••• M••••••••• L••	Aug 12, 2021	May 7, 2021	-97	Firm change after gap	Other
I•••••• S••••••••• I•••	U••• A•••••••	Jun 2, 2017

Relationships

Registered with (4)

→ L••••• W••••• M••••••••• L••Registered adviserregistration: current employment
May 7, 2021 to presentfactForm ADV
→ U••• A•••••••Registered adviserregistration: previous registration
Oct 3, 2018 to Aug 12, 2021factForm ADV
→ I•••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 26, 2016 to Jun 2, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1cde2645-4b71-8006-900b-6149302ba9bf
First observed: Jun 20, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.