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Advisor at PRIVATE ADVISOR GROUP, LLC
Stevensville, MD | MORRISTOWN, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Sep 13, 2017 | n/a | yes | MORRISTOWN, NJ|Stevensville, MD | Current employment |
| RIDGEWAY CONGER ADVISORY SERVICES | Former SEC adviser | Sep 4, 2009 | Dec 12, 2011 | no | DOVER, DE|NEW WOODSTOCK, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 4, 2009 | Sep 2, 2009 | no | DOVER, DE | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 3, 2007 | Dec 22, 2008 | no | DOVER, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RIDGEWAY CONGER ADVISORY SERVICES | PRIVATE ADVISOR GROUP, LLC | Dec 12, 2011 | Sep 13, 2017 | 2,102 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RIDGEWAY CONGER ADVISORY SERVICES | Sep 2, 2009 | Sep 4, 2009 | 2 | Firm change | Other |