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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)44 years in industry

BRADLEY GRAHAM BARNETT

Advisor at KPP ADVISORY SERVICES LLC

LOUISVILLE, KY

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Search this name across graphsid dfx:ria:1cec8c35-d24b-d518-8bf5-a2bff3b45195

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 22, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KPP ADVISORY SERVICES LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 8, 1981earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Oct 8, 1981
First registration: Sep 22, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 839777

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KPP ADVISORY SERVICES LLC	Independent wealth	Oct 10, 2017	n/a	yes	LOUISVILLE, KY	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 5, 2009	Dec 6, 2010	no	LOUISVILLE, KY	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Nov 15, 2007	Oct 5, 2009	no	LOUISVILLE, KY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 22, 2006	Nov 19, 2007	no	LOUISVILLE, KY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	KPP ADVISORY SERVICES LLC	Dec 6, 2010	Oct 10, 2017	2,500	Firm change after gap	Other
AMERIPRISE ADVISOR SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 5, 2009	Oct 5, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AMERIPRISE ADVISOR SERVICES, INC.	Nov 19, 2007	Nov 15, 2007	-4	Firm change	Other

Relationships

Registered with (4)

→ KPP ADVISORY SERVICES LLCRegistered adviserregistration: current employment
Oct 10, 2017 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 5, 2009 to Dec 6, 2010factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Nov 15, 2007 to Oct 5, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 22, 2006 to Nov 19, 2007factForm ADV

Dated events

No dated event names this entity yet.