DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bradley Graham Barnett
Certified Financial Planner
Feed of 09/14/2026
At current firm
8 y
since Oct 10, 2017
In the industry
44 y
since Oct 8, 1981 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Kpp Advisory Services LLC independent RIA currentsince Oct 10, 2017 · Louisville, Ky
- Ameriprise Financial Services, LLC national BDOct 5, 2009 to Dec 6, 2010 · Louisville, Ky
- Ameriprise Advisor Services, Inc. unclassifiedNov 15, 2007 to Oct 5, 2009 · Louisville, Ky
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 22, 2006 to Nov 19, 2007 · Louisville, Ky
Moves
a registration end followed by a registration begin elsewhere
- Ameriprise Financial Services, LLC to Kpp Advisory Services LLCleft Dec 6, 2010, registered Oct 10, 2017 (2500 days) · Other
- Ameriprise Advisor Services, Inc. to Ameriprise Financial Services, LLCleft Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Ameriprise Advisor Services, Inc.left Nov 19, 2007, registered Nov 15, 2007 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address