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RIA / WealthAdvisorCertified Financial Planner28 years in industrynot currently registered

Michele Ann Floyd

Advisor at CX INSTITUTIONAL, LLC

AUBURN, IN | Plano, TX

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Search this name across graphsid dfx:ria:1d27e1fb-52e5-324f-64ed-d367196c92db

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 11, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CX INSTITUTIONAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 9, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: May 9, 1998
First registration: Nov 11, 2004
Dual registered: no
Other names: MICHELE ANN BROXSON|MICHELE ANN JACOBS|MICHELE ANN JACOBS
IAPD individual key: 3042121

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CX INSTITUTIONAL, LLC	Independent wealth	Jan 21, 2026	n/a	yes	AUBURN, IN\|Plano, TX	Current employment
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Apr 3, 2023	Nov 7, 2025	no	Parker, TX\|GREENWOOD VILLAGE, CO\|GREENWOOD VILLAGE, CO	Previous registration
PERSONAL CAPITAL ADVISORS CORPORATION	Former SEC adviser	Sep 22, 2016	Apr 3, 2023	no	Denver, CO\|Denver, CO\|DALLAS, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 8, 2015	Aug 24, 2016	no	GREENWOOD VILLAGE, CO	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Nov 11, 2004	Oct 28, 2009	no	AUSTIN, TX\|SAN FRANCISCO, CA\|AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EMPOWER ADVISORY GROUP, LLC	CX INSTITUTIONAL, LLC	Nov 7, 2025	Jan 21, 2026	75	Firm change	Ibd to RIA
PERSONAL CAPITAL ADVISORS CORPORATION	EMPOWER ADVISORY GROUP, LLC	Apr 3, 2023	Apr 3, 2023	0	Bulk transfer	RIA to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PERSONAL CAPITAL ADVISORS CORPORATION	Aug 24, 2016	Sep 22, 2016	29	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 28, 2009	Jun 8, 2015	2,049	Firm change after gap	Other

Relationships

Registered with (5)

→ CX INSTITUTIONAL, LLCRegistered adviserregistration: current employment
Jan 21, 2026 to presentfactForm ADV
→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Apr 3, 2023 to Nov 7, 2025factForm ADV
→ PERSONAL CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Sep 22, 2016 to Apr 3, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 8, 2015 to Aug 24, 2016factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Nov 11, 2004 to Oct 28, 2009factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Nov 7, 2025
Advisor changed firm
Michele Ann Floyd left Empower Advisory Group, Llc for Cx Institutional, Llc (registered 2026-01-21)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 17, 2026
date not stated
Michele Ann Floyd no longer holds an investment adviser registration (last listed at Cx Institutional, Llc on the 2026-09-16 feed)