DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michele Ann Floyd

Cx Institutional, LLCindependent RIAAuburn, In IA-onlyIAPD 3042121

Certified Financial Planner

Feed of 09/14/2026

Also filed as Michele Ann Broxson

At current firm

0 y

since Jan 21, 2026

In the industry

28 y

since May 9, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cx Institutional, LLC independent RIA current
since Jan 21, 2026 · Auburn, In
Empower Advisory Group, LLC BD affiliated
Apr 3, 2023 to Nov 7, 2025 · Parker, Tx
Personal Capital Advisors Corporation former
Sep 22, 2016 to Apr 3, 2023 · Denver, Co
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 8, 2015 to Aug 24, 2016 · Greenwood Village, Co
Wells Fargo Investments, LLC unclassified
Nov 11, 2004 to Oct 28, 2009 · Austin, Tx

Moves

a registration end followed by a registration begin elsewhere

Empower Advisory Group, LLC to Cx Institutional, LLC
left Nov 7, 2025, registered Jan 21, 2026 (75 days) · Affiliated broker-dealer or bank to independent RIA
Personal Capital Advisors Corporation to Empower Advisory Group, LLC
left Apr 3, 2023, registered Apr 3, 2023 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Personal Capital Advisors Corporation
left Aug 24, 2016, registered Sep 22, 2016 (29 days) · Other
Wells Fargo Investments, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 28, 2009, registered Jun 8, 2015 (2049 days) · Other

Signals

Michele Ann Floyd no longer holds an investment adviser registration (last listed at Cx Institutional, Llc on the 2026-09-16 feed)
Sep 16, 2026 · Advisor registration ended · derived
Michele Ann Floyd left Empower Advisory Group, Llc for Cx Institutional, Llc (registered 2026-01-21)
Nov 7, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address