DFX Intelligence

M••• J••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor39 years in industry

M••• J••••• H••••

Advisor at N••• C•••••••••

BOCA RATON, FL | SCHULENBURG, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1d7a5f9f-8bd9-e66f-fc66-92f248b60bd7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Mar 6, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••• C•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 19, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••• C•••••••••	Bd affiliated wealth	Nov 26, 2025	n/a	yes	SCHULENBURG, TX\|BOCA RATON, FL	Current employment
G••••••• W••••• M•••••••••	Bd affiliated wealth	Aug 21, 2025	Oct 8, 2025	no	Schulenburg, TX\|ARDEN HILLS, MN\|ARDEN HILLS, MN\|Schulenburg, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• W••••• M•••••••••	N••• C•••••••••	Oct 8, 2025	Nov 26, 2025	49	Firm change	Ibd to ibd
T•• A•••••••• I•••	G••••••• W••••• M•••••••••	Jul 2, 2025	Aug 21, 2025

Relationships

Registered with (6)

→ N••• C•••••••••Registered adviserregistration: current employment
Nov 26, 2025 to presentfactForm ADV
→ G••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Aug 21, 2025 to Oct 8, 2025factForm ADV
→ T•• A•••••••• I•••Registered adviserregistration: previous registration
Jun 2, 2025 to Jul 2, 2025factForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••

Dated events

Occurred
Oct 8, 2025
Advisor changed firm
M••• J••••• H•••• left G••••••• W••••• M••••••••• for N••• C••••••••• (registered 2025-11-26)
Form ADVobserved 7 days ago
Occurred
Jul 2, 2025
Advisor changed firm
M••• J••••• H•••• left T•• A•••••••• I••• for G••••••• W••••• M••••••••• (registered 2025-08-21)
Form ADVobserved 7 days ago
Occurred
Jun 18, 2025
Advisor changed firm
M••• J••••• H•••• left U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• for T•• A•••••••• I••• (registered 2025-06-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1d7a5f9f-8bd9-e66f-fc66-92f248b60bd7
First observed: Mar 6, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.