DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Mark Joseph Hudec

Nfsg CorporationBD affiliatedBoca Raton, Fl IA-onlyIAPD 1583095

Feed of 09/14/2026

At current firm

0 y

since Nov 26, 2025

In the industry

39 y

since Jan 19, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Nfsg Corporation BD affiliated current
since Nov 26, 2025 · Schulenburg, Tx
Gradient Wealth Management BD affiliated
Aug 21, 2025 to Oct 8, 2025 · Schulenburg, Tx
Tlg Advisors, Inc. BD affiliated
Jun 2, 2025 to Jul 2, 2025 · Schulenburg, Tx
United Planners' Financial Services Of America A Limited Partner independent RIA
Feb 17, 2011 to Jun 18, 2025 · Scottsdale, Az
Qa3 Financial LLC unclassified
May 24, 2002 to Feb 11, 2011 · Sugar Land, Tx
Tcg Advisors, LP former
Mar 6, 2002 to Sep 16, 2004 · Austin, Tx

Moves

a registration end followed by a registration begin elsewhere

Gradient Wealth Management to Nfsg Corporation
left Oct 8, 2025, registered Nov 26, 2025 (49 days) · Affiliated broker-dealer or bank to another
Tlg Advisors, Inc. to Gradient Wealth Management
left Jul 2, 2025, registered Aug 21, 2025 (50 days) · Affiliated broker-dealer or bank to another
United Planners' Financial Services Of America A Limited Partner to Tlg Advisors, Inc.
left Jun 18, 2025, registered Jun 2, 2025 (-16 days) · RIA to affiliated broker-dealer or bank
Qa3 Financial LLC to United Planners' Financial Services Of America A Limited Partner
left Feb 11, 2011, registered Feb 17, 2011 (6 days) · Other
Tcg Advisors, LP to Qa3 Financial LLC
left Sep 16, 2004, registered May 24, 2002 (-846 days) · Other

Signals

Mark Joseph Hudec left Gradient Wealth Management for Nfsg Corporation (registered 2025-11-26)
Oct 8, 2025 · Advisor changed firm · fact
Mark Joseph Hudec left Tlg Advisors, Inc. for Gradient Wealth Management (registered 2025-08-21)
Jul 2, 2025 · Advisor changed firm · fact
Mark Joseph Hudec left United Planners' Financial Services Of America A Limited Partner for Tlg Advisors, Inc. (registered 2025-06-02)
Jun 18, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address