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Advisor at WESTFULLER ADVISORS, LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTFULLER ADVISORS, LLC | Institutional manager | Aug 19, 2021 | n/a | yes | NEW YORK, NY | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 7, 2012 | Aug 4, 2021 | no | FLORHAM PARK, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 25, 2010 | Aug 7, 2012 | no | SHORT HILLS, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | WESTFULLER ADVISORS, LLC | Aug 4, 2021 | Aug 19, 2021 | 15 | Firm change | Ibd to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AMERIPRISE FINANCIAL SERVICES, LLC | Aug 7, 2012 | Aug 7, 2012 | 0 | Firm change | Wirehouse to ibd |