DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Rubinbrown Advisors LLC

Independent wealth managerSt. Louis, MissouriCRD 116909SEC 801-62021websiteIAPD
Latest filing Aug 28, 2026
First filing on the tape Mar 27, 2012 · 25 filings
SEC status approved since May 2, 2003
RAUM
$3.9B
reported, Item 5.F
Discretionary
0.4%
of RAUM
Private clients
99%
$3.8B individuals and HNW
Advisors
24
registered through the firm on IAPD
RAUM per advisor
$161M
derived; firm RAUM over IAPD count
Employees
30
28 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$3.9B as of Aug 28, 2026
Aug 6, 2012$779M then
HNW client RAUM$3.7B as of Aug 28, 2026
Aug 30, 2018$959M then
State-registered IARs (5.B.3)18 as of Aug 28, 2026
Aug 30, 20130 then
Employees (5.A)30 as of Aug 28, 2026
Aug 30, 20139 then
Private funds: no history
RAUM +65% over the last fiscal year+14% a year over threeIARs 19 to 18offices 4 to 3
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
RAUM per advisor
$161MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
48derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.3MderivedHNW RAUM over HNW clients
Average account
$928,569derivedRAUM over accounts (5.F.2.f)
Discretionary
0.4%derivedof RAUM
Institutional
1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
6.0derived4 offices incl. principal (1.F.5)
RAUM growth, one year
+32%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+3.7%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$3.7B96%
  • Individuals$90.5M2.3%
  • Pension and profit-sharing plans$21.7M0.6%
  • Charitable organizations$18.7M0.5%
  • Corporations and businesses$8.2M0.2%
Individual clients
291reported
HNW clients
860reported
Pension plan clients
1reported
Charitable clients
6reported
Accounts
4,158reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
24 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Donald Lee EsstmanSt. Louis, MoAug 10, 200036 y0
Scott Michael QuinnCertified Financial Planner, Personal Financial SpecialistSt. Louis, MoJul 8, 200226 y0
Thomas David TesarSt. Louis, MoJun 8, 200720 y0
Matthew Charles HartmanSt. Louis, MoJun 8, 200721 y1
Amy Elizabeth KingCertified Financial PlannerDenver, CoNov 3, 201610 y0
Mary Hannah CastellanoSt. Louis, MoNov 22, 201610 y0
Jason Michael UetrechtCertified Financial PlannerSt. Louis, MoJan 3, 201713 y0
Deborah Lynn MaretSt. Louis, MoSep 7, 201724 y2
Steven Michael WisniewskiCertified Financial PlannerSt. Louis, MoFeb 14, 201814 y1
John Roland RussoChartered Financial AnalystSt. Louis, MoJun 6, 201824 y2
Bradley Joseph Dean RemyKansas City, MoFeb 28, 201913 y0
Kevin Sumner McgrewCertified Financial Planner, Personal Financial SpecialistLeawood, KsMay 1, 202038 y1
Paul Lewis WatkinsCertified Financial PlannerLeawood, KsMay 1, 202034 y1
Diane Coe DercherCertified Financial PlannerLeawood, KsMay 1, 202015 y1
Edita [Nmn] HamzagicSt. Louis, MoMay 17, 202110 y0
Michael David BeanChartered Financial AnalystLeawood, Ks Aug 3, 202111 y0
Timothy Jean HaehnelSt. Louis, MoAug 19, 202111 y0
Brian Thomas HoeltgeSt. Louis, MoOct 27, 202121 y2
Daniel Glen CourtneyCertified Financial PlannerDenver, Co May 16, 202222 y3
Michael Reed BarlowCertified Financial PlannerSt. Louis, MoApr 26, 202310 y0
Joseph A McauliffeCertified Financial PlannerSt. Louis, Mo Apr 2, 202519 y2
Isaac Louis SchreckenbergSt. Louis, MoSep 18, 202511 y0
Luke Sazan DemaSt. Louis, Mo Feb 27, 202610 y0
Bryton KesselCertified Financial PlannerSt. Louis, Mo Aug 26, 202611 y1
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Lynn Deborah Maret · Chief Compliance Officercontrol
      since 01/2018 · owns less than 5%
    • David Thomas Tesar · Managing Directorcontrol
      since 01/2018 · owns less than 5%
    Entity owners
    • Rubinbrown Llp · Owner
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    St Louis, Mo1930
    Leawood, Ks610
    Denver, Co310
    Offices
    Schedule D 1.F, the 25 largest
    • Leawood, KS5 employees
    • Denver, CO3 employees
    • Kansas City, MO2 employees
    What changed
    consecutive filings, newest first
    • Accounts · 3,918 to 4,158
      Nov 3, 2025 to Aug 28, 2026
    • Advisory employees · 21 to 28
      Nov 3, 2025 to Aug 28, 2026
    • Corporate clients · 0 to 2
      Nov 3, 2025 to Aug 28, 2026
    • HNW clients · 728 to 860
      Nov 3, 2025 to Aug 28, 2026
    • Individual clients · 373 to 291
      Nov 3, 2025 to Aug 28, 2026
    • Pension plan clients · 0 to 1
      Nov 3, 2025 to Aug 28, 2026
    • Employees · 23 to 30
      Nov 3, 2025 to Aug 28, 2026
    • Discretionary RAUM · $6.4M to $14.5M
      Nov 3, 2025 to Aug 28, 2026
    • HNW RAUM · $3.1B to $3.7B
      Nov 3, 2025 to Aug 28, 2026
    • Individual RAUM · $176M to $90.5M
      Nov 3, 2025 to Aug 28, 2026
    • Non-discretionary RAUM · $3.3B to $3.8B
      Nov 3, 2025 to Aug 28, 2026
    • Pension RAUM · $0 to $21.7M
      Nov 3, 2025 to Aug 28, 2026
    • RAUM · $3.3B to $3.9B
      Nov 3, 2025 to Aug 28, 2026
    • Accounts · 3,910 to 3,918
      Aug 27, 2024 to Aug 27, 2025
    • Advisory employees · 16 to 21
      Aug 27, 2024 to Aug 27, 2025
    • Charity clients · 7 to 6
      Aug 27, 2024 to Aug 27, 2025
    • HNW clients · 743 to 728
      Aug 27, 2024 to Aug 27, 2025
    • Individual clients · 383 to 373
      Aug 27, 2024 to Aug 27, 2025
    • Employees · 26 to 23
      Aug 27, 2024 to Aug 27, 2025
    • Financial planning clients · 1-10 to 1-10
      Aug 27, 2024 to Aug 27, 2025
    • State-registered IARs · 19 to 18
      Aug 27, 2024 to Aug 27, 2025
    • Discretionary RAUM · $6.1M to $6.4M
      Aug 27, 2024 to Aug 27, 2025
    • HNW RAUM · $2.9B to $3.1B
      Aug 27, 2024 to Aug 27, 2025
    • Individual RAUM · $141M to $176M
      Aug 27, 2024 to Aug 27, 2025
    • Non-discretionary RAUM · $3.1B to $3.3B
      Aug 27, 2024 to Aug 27, 2025
    • RAUM · $3.1B to $3.3B
      Aug 27, 2024 to Aug 27, 2025
    • Accounts · 3,580 to 3,910
      Aug 28, 2023 to Aug 27, 2024
    • HNW clients · 716 to 743
      Aug 28, 2023 to Aug 27, 2024
    • Individual clients · 370 to 383
      Aug 28, 2023 to Aug 27, 2024
    • Other offices · 4 to 3
      Aug 28, 2023 to Aug 27, 2024
    • Discretionary RAUM · $5.9M to $6.1M
      Aug 28, 2023 to Aug 27, 2024
    • HNW RAUM · $2.2B to $2.9B
      Aug 28, 2023 to Aug 27, 2024
    • Individual RAUM · $114M to $141M
      Aug 28, 2023 to Aug 27, 2024
    • Non-discretionary RAUM · $2.3B to $3.1B
      Aug 28, 2023 to Aug 27, 2024
    • RAUM · $2.3B to $3.1B
      Aug 28, 2023 to Aug 27, 2024
    • Accounts · 3,379 to 3,580
      Jun 12, 2023 to Aug 28, 2023
    • Advisory employees · 22 to 16
      Jun 12, 2023 to Aug 28, 2023
    • Charity clients · 5 to 7
      Jun 12, 2023 to Aug 28, 2023
    • HNW clients · 688 to 716
      Jun 12, 2023 to Aug 28, 2023
    • Individual clients · 361 to 370
      Jun 12, 2023 to Aug 28, 2023
    Signals
    6 dated events
    • Christopher M Wurst left Rubinbrown Advisors Llc for One Wealth Map, Llc (registered 2025-03-05)
      Feb 17, 2025 · Advisor changed firm · fact
    • Rubinbrown Advisors Llc reported RAUM $3.1B, up 32% from $2.3B (2023-08-28 to 2024-08-27)
      Aug 27, 2024 · RAUM change · derived
    • Jeffrey Drew Hansen left Rubinbrown Advisors Llc for Wells Fargo Advisors (registered 2022-08-16)
      Aug 9, 2022 · Advisor changed firm · fact
    • Gregory Joseph Goltermann left Rubinbrown Advisors Llc for Creative Planning (registered 2022-03-09)
      Feb 25, 2022 · Advisor changed firm · fact
    • Rubinbrown Advisors Llc reported RAUM $2.6B, up 37% from $1.9B (2020-08-31 to 2021-08-30)
      Aug 30, 2021 · RAUM change · derived
    • Rubinbrown Advisors Llc reported RAUM $1.6B, up 31% from $1.3B (2019-08-30 to 2020-05-11)
      May 11, 2020 · RAUM change · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    info@rubinbrown.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    jennifer.plaisted@rubinbrown.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    cheryl.heller@rubinbrown.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    aisha.douglas@rubinbrown.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    alex.childerson@rubinbrown.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    amie.kuntz@rubinbrown.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    bill.brynda@rubinbrown.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    andrew.schmitt@rubinbrown.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    andy.zulauf@rubinbrown.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    audrey.katcher@rubinbrown.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    avni.shah@rubinbrown.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    becca.martin@rubinbrown.comreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $161Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026