V•••••• P•••••

Advisor at C•••••• A•••••••

Fort Washington, PA | Washington, DC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1ddd5d64-f697-0b6d-1c6b-4f6a81d4c6c7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Nov 16, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 23, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••••••	Bd affiliated wealth	Aug 20, 2024	n/a	yes	Washington, DC	Current employment
L•••••• I•••••••••	Independent wealth	Aug 19, 2024	n/a	yes	Fort Washington, PA\|Washington, DC	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L•••••• I•••••••••	May 13, 2024	Aug 19, 2024	98	Firm change	Wirehouse to RIA
P•••• S••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Oct 26, 2020	Nov 19, 2020

Relationships

Registered with (7)

→ C•••••• A•••••••Registered adviserregistration: current employment
Aug 20, 2024 to presentfactForm ADV
→ L•••••• I•••••••••Registered adviserregistration: current employment
Aug 19, 2024 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 13, 2022 to May 13, 2024factForm ADV
→ P•••• S••••••••• L••

Dated events

Occurred
May 13, 2024
Advisor changed firm
V•••••• P••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for L•••••• I••••••••• (registered 2024-08-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1ddd5d64-f697-0b6d-1c6b-4f6a81d4c6c7
First observed: Nov 16, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.