DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V•••••• P•••••

C•••••• A•••••••BD affiliatedFort Washington, Pa dual registrantIAPD 2241831

Feed of 09/14/2026

Also filed as Van Parish

At current firm

2 y

since Aug 19, 2024

In the industry

34 y

since Jun 23, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• A••••••• BD affiliated current
since Aug 20, 2024 · Washington, Dc
L•••••• I••••••••• independent RIA current
since Aug 19, 2024 · Fort Washington, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 13, 2022 to May 13, 2024 · Washington, Dc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 19, 2020 to Aug 4, 2022 · Paramus, Nj
P•••• S••••••••• L•• no RAUM
Jul 9, 2019 to Oct 26, 2020 · White Plains, Ny
E•••••••• A•••••••• L•• national BD
May 23, 2018 to Jun 12, 2019 · Stamford, Ct
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 18, 2015 to Jul 27, 2016 · New York, Ny
M•• F•••••••• C••• state registered
Jul 24, 2014 to Nov 6, 2014 · Ridgewood, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 31, 2012 to Feb 6, 2014 · Washington, Dc
M••••• S•••••• wirehouse
Nov 16, 2011 to Jul 5, 2012 · Washington, Dc

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•••••• I•••••••••
left May 13, 2024, registered Aug 19, 2024 (98 days) · Wirehouse to independent RIA
P•••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 26, 2020, registered Nov 19, 2020 (24 days) · Affiliated broker-dealer or bank to wirehouse
E•••••••• A•••••••• L•• to P•••• S••••••••• L••
left Jun 12, 2019, registered Jul 9, 2019 (27 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••••• A•••••••• L••
left Jul 27, 2016, registered May 23, 2018 (665 days) · Wirehouse to affiliated broker-dealer or bank
M•• F•••••••• C••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 6, 2014, registered Sep 18, 2015 (316 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• F•••••••• C•••
left Feb 6, 2014, registered Jul 24, 2014 (168 days) · Wirehouse to a state-registered adviser
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 5, 2012, registered Oct 31, 2012 (118 days) · Wirehouse to wirehouse

Signals

V•••••• P••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for L•••••• I••••••••• (registered 2024-08-19)
May 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address