DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Inbalance Advisors, LLC

Former SEC-registered adviserLos Angeles, CaliforniaCRD 321698SEC 801-125857IAPD
Latest filing Mar 30, 2023
First filing on the tape May 12, 2022 · 4 filings
RAUM
$849,804
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$849,804 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$849,804 as of Mar 30, 2023
May 12, 2022$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 30, 2023
May 12, 20223 then
Employees (5.A)4 as of Mar 30, 2023
May 12, 20224 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 30, 2023; every figure names its basis
RAUM per advisor
$283,268derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$212,451derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$849,804100%
Individual clients
1reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
1-10reported
Wrap fee programs
$0 sponsored, $849,804 managedreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Frances Jane Eagle · Cfo, Coocontrol
    since 04/2022 · owns less than 5%
  • Chih David Hou · Managing Partnercontrol
    since 04/2022 · owns less than 5%
  • Arlin Daniel Kelso · Ccocontrol
    since 04/2022 · owns less than 5%
  • Elliott Mark Sear · Managing Partnercontrol
    since 04/2022 · owns less than 5%
  • Nmn Alex Shahidi · Managing Partnercontrol
    since 04/2022 · owns less than 5%
  • Chih David Hou · Managing Partnercontrol
    since 05/2019 · owns 25% to 50% of Evoke Holdings, LLC
  • Nmn Alex Shahidi · Managing Membercontrol
    since 06/2022 · owns 25% to 50% of Evoke Holdings, LLC
Entity owners
  • Evoke Holdings, LLC · Managing Member
    direct · owns 75% or more
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 0 to 4
    Dec 15, 2022 to Mar 30, 2023
  • Individual clients · unset to 1.0
    Dec 15, 2022 to Mar 30, 2023
  • Insurance-licensed employees · 3 to 2
    Dec 15, 2022 to Mar 30, 2023
  • Financial planning clients · 0 to 1-10
    Dec 15, 2022 to Mar 30, 2023
  • Discretionary RAUM · $0 to $849,804
    Dec 15, 2022 to Mar 30, 2023
  • Individual RAUM · unset to 849804.0
    Dec 15, 2022 to Mar 30, 2023
  • RAUM · $0 to $849,804
    Dec 15, 2022 to Mar 30, 2023
  • Wrap assets (manager) · unset to 849804.0
    Dec 15, 2022 to Mar 30, 2023
  • Wrap assets (sponsor) · unset to 0.0
    Dec 15, 2022 to Mar 30, 2023
Signals
15 dated events
  • 3 advisors left Evoke Advisors (Los Angeles, CA) for Inbalance Advisors, LLC on the same day
    Sep 4, 2026 · Team lift-out · derived
  • Matthew Elliott Sear left Inbalance Advisors, Llc for Evoke Advisors (registered 2023-11-28)
    Aug 15, 2023 · Advisor changed firm · fact
  • Melanie C Jones left Inbalance Advisors, Llc for Mai Capital Management, Llc (registered 2025-11-12)
    Aug 15, 2023 · Advisor changed firm · fact
  • Mark Elliott Sear left Inbalance Advisors, Llc for Mai Capital Management, Llc (registered 2025-11-12)
    Aug 15, 2023 · Advisor changed firm · fact
  • Daniel James Mavraides left Inbalance Advisors, Llc for Rebalance Llc (registered 2024-09-03)
    Aug 15, 2023 · Advisor changed firm · fact
  • Alex Nmn Shahidi left Inbalance Advisors, Llc for Evoke Advisors (registered 2023-07-14)
    Aug 15, 2023 · Advisor changed firm · fact
  • David Chih Hou left Inbalance Advisors, Llc for Mai Capital Management, Llc (registered 2025-11-12)
    Aug 15, 2023 · Advisor changed firm · fact
  • 2 advisors left Inbalance Advisors, LLC (Los Angeles, CA) for Evoke Advisors on the same day
    Aug 15, 2023 · Team lift-out · derived
  • Inbalance Advisors, LLC's advisors moved to Mai Capital Management, LLC (Los Angeles, CA): 3 of 6 registered, on the same day
    Aug 15, 2023 · Firm absorbed (people side) · derived
  • Klayton Tyler Kelley (Coo) no longer on Schedule A of Inbalance Advisors, Llc (listed 2022-12-15, absent 2023-03-30)
    Mar 30, 2023 · Control person left · inference
  • Adam Damien Bisserier (Managing Partner) no longer on Schedule A of Inbalance Advisors, Llc (listed 2022-12-15, absent 2023-03-30)
    Mar 30, 2023 · Control person left · inference
  • Scott Eric Bright (Managing Partner) no longer on Schedule A of Inbalance Advisors, Llc (listed 2022-12-15, absent 2023-03-30)
    Mar 30, 2023 · Control person left · inference
  • Leonard Darell Krasnoff (Managing Partner) no longer on Schedule A of Inbalance Advisors, Llc (listed 2022-12-15, absent 2023-03-30)
    Mar 30, 2023 · Control person left · inference
  • Douglas Andrew Palmer (Managing Partner) no longer on Schedule A of Inbalance Advisors, Llc (listed 2022-12-15, absent 2023-03-30)
    Mar 30, 2023 · Control person left · inference
  • Inbalance Advisors, Llc filed its initial SEC registration (Form ADV)
    May 12, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026