DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner12 years in industry

Roberta Tondo

Advisor at WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC.

BEDFORD, MA | Cornelius, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b2c26362-7d9b-ee0f-7fc5-6614d4d8dc66

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 21, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 13, 2014
First registration: Nov 21, 2014
Dual registered: no
Other names: Roberta Tondo
IAPD individual key: 5966698

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC.	Independent wealth	Mar 19, 2026	n/a	yes	BEDFORD, MA\|Cornelius, NC	Current employment
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Aug 7, 2024	Mar 5, 2026	no	CHARLOTTE, NC	Previous registration
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Feb 7, 2017	Sep 8, 2022	no	Charlotte, NC	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 21, 2014	Jan 30, 2017	no	STATESVILLE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC.	Mar 5, 2026	Mar 19, 2026	14	Firm change	Other
VANGUARD ADVISERS, INC.	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Sep 8, 2022	Aug 7, 2024	699	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	VANGUARD ADVISERS, INC.	Jan 30, 2017	Feb 7, 2017	8	Firm change	Other

Relationships

Registered with (4)

→ WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC.Registered adviserregistration: current employment
Mar 19, 2026 to presentfactForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Aug 7, 2024 to Mar 5, 2026factForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Feb 7, 2017 to Sep 8, 2022factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 21, 2014 to Jan 30, 2017factForm ADV

Dated events

Occurred
Mar 5, 2026
Advisor changed firm
Roberta Tondo left Northwestern Mutual Investment Services,Llc for White Lighthouse Investment Management, Inc. (registered 2026-03-19)
Form ADVobserved 5 days ago
Occurred
Sep 8, 2022
Advisor changed firm
Roberta Tondo left Vanguard Advisers, Inc. for Northwestern Mutual Investment Services,Llc (registered 2024-08-07)
Form ADVobserved 5 days ago