DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
White Lighthouse Investment Management, Inc.
Latest filing Jun 9, 2026
First filing on the tape Jan 6, 2014 · 33 filings
SEC status approved since Jan 17, 2014
RAUM
$919M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
100%
$918M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$153M
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$919M as of Jun 9, 2026
Jan 28, 2014$109M then
HNW client RAUM$776M as of Jun 9, 2026
Feb 24, 2018$180M then
State-registered IARs (5.B.3)1 as of Jun 9, 2026
Jan 28, 20142 then
Employees (5.A)9 as of Jun 9, 2026
Jan 28, 20142 then
Private funds: no history
RAUM +33% over the last fiscal year+30% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jun 9, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $153MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 68derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.6MderivedHNW RAUM over HNW clients
- Average account
- $700,719derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$776M85%
- Individuals$142M15%
- Corporations and businesses$157,0000.0%
- Individual clients
- 235reported
- HNW clients
- 170reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,311reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jonathan Owen LachowitzCertified Financial Planner | Bedford, Ma | Jun 2, 2010 | 20 y | 0 |
| John Decker WanvigCertified Financial Planner | Bedford, Ma | Jul 17, 2018 | 10 y | 0 |
| John Michael YorkCertified Financial Planner | Aurich | Jan 19, 2022 | 10 y | 0 |
| Eva M HowlandCertified Financial Planner | Brandenton, Fl | Feb 5, 2025 | 14 y | 2 |
| Roberta TondoCertified Financial Planner | Bedford, Ma | Mar 19, 2026 | 12 y | 3 |
| Rylee Marie Felice | Boston, Ma | Jul 2, 2026 | 11 y | 3 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 17% of current headcount1 left over 36 months
Left, latest
- Otto Luis Rivera to Mindful WealthDec 9, 2025 · RIA to a state-registered adviser
- Arielle Rich Tucker to Connected Financial PlanningAug 31, 2022 · RIA to RIA
- Marina Hernandez to DynamicMay 14, 2020 · RIA to RIA
- Sara Alyssa Turner to Haverford Financial Services, Inc.Mar 30, 2017 · Other
- Ariadne Horstman to Sensiba San Filippo Financial Advisers LLCJul 1, 2011 · Other
Joined, latest
- Rylee Marie Felice from CaptrustJul 2, 2026 · Other
- Roberta Tondo from Northwestern Mutual Investment Services,LLCMar 19, 2026 · Other
- Eva M Howland from Moseley Investment Management, Inc.Feb 5, 2025 · RIA to RIA
- Sara Alyssa Turner from Hoover Financial Advisors, Inc.Jan 18, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Owen Jonathan Lachowitz · Owner/Chief Executive Officercontrolsince 01/2011 · owns 75% or more
- Mullin Kathleen Quintero · Chief Compliance Officersince 06/2020 · owns less than 5%
Related persons
Schedule D 7.A
- White Lighthouse Investment Management S.A.R.L.investment adviseryRAUM $105M
Advisers that list White Lighthouse Investment Management, Inc. as a related person
- 172284 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bedford, Ma | 6 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Lausanne, Switzerland2 employees
What changed
consecutive filings, newest first
- Accounts · 1,203 to 1,311Mar 25, 2025 to Mar 27, 2026
- HNW clients · 129 to 170Mar 25, 2025 to Mar 27, 2026
- Individual clients · 227 to 235Mar 25, 2025 to Mar 27, 2026
- Assets in custody · $120M to $169MMar 25, 2025 to Mar 27, 2026
- Financial planning clients · 101-250 to 251-500Mar 25, 2025 to Mar 27, 2026
- Discretionary RAUM · $671M to $889MMar 25, 2025 to Mar 27, 2026
- HNW RAUM · $516M to $776MMar 25, 2025 to Mar 27, 2026
- Individual RAUM · $173M to $142MMar 25, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $18.0M to $29.8MMar 25, 2025 to Mar 27, 2026
- RAUM · $689M to $919MMar 25, 2025 to Mar 27, 2026
- Accounts · 1,108 to 1,203Feb 14, 2025 to Mar 25, 2025
- Advisory employees · 8 to 9Feb 14, 2025 to Mar 25, 2025
- Corporate clients · unset to 1.0Feb 14, 2025 to Mar 25, 2025
- HNW clients · 115 to 129Feb 14, 2025 to Mar 25, 2025
- Individual clients · 211 to 227Feb 14, 2025 to Mar 25, 2025
- Assets in custody · $96.9M to $120MFeb 14, 2025 to Mar 25, 2025
- Employees · 8 to 9Feb 14, 2025 to Mar 25, 2025
- Financial planning clients · 101-250 to 101-250Feb 14, 2025 to Mar 25, 2025
- Discretionary RAUM · $498M to $671MFeb 14, 2025 to Mar 25, 2025
- HNW RAUM · $376M to $516MFeb 14, 2025 to Mar 25, 2025
- Individual RAUM · $135M to $173MFeb 14, 2025 to Mar 25, 2025
- Non-discretionary RAUM · $12.9M to $18.0MFeb 14, 2025 to Mar 25, 2025
- RAUM · $511M to $689MFeb 14, 2025 to Mar 25, 2025
- HQ city · unset to Mar 27, 2024 to Feb 14, 2025
- HQ state · unset to Mar 27, 2024 to Feb 14, 2025
- Accounts · 1,000 to 1,108Sep 6, 2023 to Mar 27, 2024
- Advisory employees · 7 to 8Sep 6, 2023 to Mar 27, 2024
- HNW clients · 103 to 115Sep 6, 2023 to Mar 27, 2024
- Individual clients · 191 to 211Sep 6, 2023 to Mar 27, 2024
- Assets in custody · $81.1M to $96.9MSep 6, 2023 to Mar 27, 2024
- Discretionary RAUM · $408M to $498MSep 6, 2023 to Mar 27, 2024
- HNW RAUM · $317M to $376MSep 6, 2023 to Mar 27, 2024
- Individual RAUM · $105M to $135MSep 6, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $13.4M to $12.9MSep 6, 2023 to Mar 27, 2024
- RAUM · $421M to $511MSep 6, 2023 to Mar 27, 2024
- Advisory employees · 5 to 7Mar 28, 2023 to Sep 6, 2023
- Employees · 6 to 8Mar 28, 2023 to Sep 6, 2023
- HQ city · LEXINGTON to unsetMar 28, 2023 to Sep 6, 2023
- HQ state · MA to unsetMar 28, 2023 to Sep 6, 2023
- Accounts · 815 to 1,000Jun 28, 2022 to Mar 28, 2023
Signals
6 dated events
- White Lighthouse Investment Management, Inc. reported RAUM $918.6M, up 33% from $689.3M (2025-03-25 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Otto Luis Rivera left White Lighthouse Investment Management, Inc. for Mindful Wealth (registered 2025-12-11)Dec 9, 2025 · Advisor changed firm · fact
- White Lighthouse Investment Management, Inc. reported RAUM $689.3M, up 35% from $511.1M (2025-02-14 to 2025-03-25)Mar 25, 2025 · RAUM change · derived
- Arielle Rich Tucker left White Lighthouse Investment Management, Inc. for Connected Financial Planning (registered 2022-10-28)Aug 31, 2022 · Advisor changed firm · fact
- White Lighthouse Investment Management reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 6, 2014 · Succession (Item 4) · fact
- White Lighthouse Investment Management filed its initial SEC registration (Form ADV)Jan 6, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 508-471-4431reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/white-lighthouse-investment-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- whitelighthouse.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 508-471-4431reportedpublic record, Form ADV, Jun 9, 2026
- Team page
- white-lighthouse.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $153Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026