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Advisor at EDWARD JONES
WICHITA, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Feb 9, 2024 | n/a | yes | WICHITA, KS | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 15, 2016 | Feb 20, 2024 | no | WICHITA, KS | Previous registration |
| IMA ADVISORY SERVICES, INC. | Mixed wealth | Feb 5, 2014 | Oct 9, 2015 | no | WICHITA, KS | Previous registration |
| TRUENORTH, INC. | Former SEC adviser | Jun 1, 2012 | Mar 3, 2014 | no | WICHITA, KS | Previous registration |
| FINANCIAL TELESIS, INC. | Former SEC adviser | Oct 15, 2010 | Jun 1, 2012 | no | SAN RAFAEL, CA|WICHITA, KS | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Nov 1, 2007 | Oct 25, 2010 | no | WICHITA, KS|WICHITA, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EDWARD JONES | Feb 20, 2024 | Feb 9, 2024 | -11 | Firm change | Wirehouse to ibd |
| IMA ADVISORY SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 9, 2015 | Aug 15, 2016 | 311 | Firm change | Other |
| TRUENORTH, INC. | IMA ADVISORY SERVICES, INC. | Mar 3, 2014 | Feb 5, 2014 | -26 | Firm change | Other |
| FINANCIAL TELESIS, INC. | TRUENORTH, INC. | Jun 1, 2012 | Jun 1, 2012 | 0 | Firm change | Other |
| PRINCIPAL SECURITIES, INC. | FINANCIAL TELESIS, INC. | Oct 25, 2010 | Oct 15, 2010 | -10 | Firm change | Other |