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RIA / WealthAdvisor22 years in industry

Michael Alexander Lackwood

Advisor at SPRING DELTA ASSET MANAGEMENT, LLC

NEW YORK, NY

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Search this name across graphsid dfx:ria:1e697dd2-f587-c687-5f4d-1142ea7a13dc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 3, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPRING DELTA ASSET MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: May 1, 2004
First registration: Oct 3, 2006
Dual registered: no
Other names: MICHAEL LACKWOOD|MICHAEL ALEXANDER LACKWOOD|MICHAEL ALEXANDER LACKWOOD|Michael A Lackwood
IAPD individual key: 4742917

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SPRING DELTA ASSET MANAGEMENT, LLC	State registered	Aug 10, 2020	n/a	yes	NEW YORK, NY	Current employment
AURORA PRIVATE WEALTH, INC.	Independent wealth	Aug 10, 2018	Apr 30, 2020	no	Manhattan, NY\|TOTOWA, NJ	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Sep 21, 2011	Jul 12, 2018	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 19, 2006	Aug 30, 2011	no	NEW YORK, NY	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 3, 2006	Dec 19, 2006	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AURORA PRIVATE WEALTH, INC.	SPRING DELTA ASSET MANAGEMENT, LLC	Apr 30, 2020	Aug 10, 2020	102	Firm change	RIA to state RIA
OPPENHEIMER & CO. INC.	AURORA PRIVATE WEALTH, INC.	Jul 12, 2018	Aug 10, 2018	29	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	OPPENHEIMER & CO. INC.	Aug 30, 2011	Sep 21, 2011	22	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 19, 2006	Dec 19, 2006	0	Firm change	Ibd to wirehouse

Relationships

Registered with (5)

→ SPRING DELTA ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Aug 10, 2020 to presentfactForm ADV
→ AURORA PRIVATE WEALTH, INC.Registered adviserregistration: previous registration
Aug 10, 2018 to Apr 30, 2020factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Sep 21, 2011 to Jul 12, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 19, 2006 to Aug 30, 2011factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 3, 2006 to Dec 19, 2006factForm ADV

Dated events

No dated event names this entity yet.