DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner42 years in industry

PHILIP THOMAS PURPURA

Advisor at MAYFLOWER ADVISORS

BOSTON, MA | MELVILLE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1ebfb609-8c18-375d-ee60-d996cd937796

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 4
On other graphs: 0
Observed: Aug 6, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAYFLOWER ADVISORS
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 16, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jul 16, 1984
First registration: Aug 6, 1998
Dual registered: no
Other names: PHILIP PURPURA|PHILIP G PURPURA|PHIL PURPURA|Philip T Purpura
IAPD individual key: 1271050

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAYFLOWER ADVISORS	Mixed wealth	Aug 31, 2026	n/a	yes	MELVILLE, NY\|BOSTON, MA	Current employment
BROOKSTONE WEALTH ADVISORS, LLC	No RAUM reported	Jan 30, 2024	Aug 31, 2026	no	WHEATON, IL\|Melville, NY	Previous registration
ROYAL FUND MANAGEMENT, LLC	Independent wealth	Sep 6, 2022	Jan 29, 2024	no	LADY LAKE, FL\|Melville, NY	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Mar 29, 2022	Sep 9, 2022	no	HAUPPAUGE, NY	Previous registration
BEACON GLOBAL ADVISOR NETWORK, LLC	Independent wealth	Mar 10, 2022	Mar 29, 2022	no	Melville, NY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	May 25, 2017	Dec 14, 2017	no	MELVILLE, NY	Previous registration
M&T SECURITIES, INC.	n/a	Jun 14, 2016	Aug 17, 2016	no	MELVILLE, NY\|Paramus, NJ\|HAUPPAUGE, NY\|GARDEN CITY, NY\|BOHEMIA, NY\|JERICHO, NY	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 11, 2014	Apr 10, 2015	no	MELVILLE, NY	Previous registration
HERITAGE ADVISORY GROUP, INC.	n/a	Oct 27, 2006	Mar 14, 2007	no	MELVILLE, NY\|TOMS RIVER, NJ	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Aug 6, 1998	Aug 14, 2014	no	MELVILLE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BROOKSTONE WEALTH ADVISORS, LLC	MAYFLOWER ADVISORS	Aug 31, 2026	Aug 31, 2026	0	Firm change	Other
ROYAL FUND MANAGEMENT, LLC	BROOKSTONE WEALTH ADVISORS, LLC	Jan 29, 2024	Jan 30, 2024	1	Firm change	Other
ESI FINANCIAL ADVISORS	ROYAL FUND MANAGEMENT, LLC	Sep 9, 2022	Sep 6, 2022	-3	Firm change	Ibd to RIA
BEACON GLOBAL ADVISOR NETWORK, LLC	ESI FINANCIAL ADVISORS	Mar 29, 2022	Mar 29, 2022	0	Firm change	RIA to ibd
EQUITABLE ADVISORS, LLC	BEACON GLOBAL ADVISOR NETWORK, LLC	Dec 14, 2017	Mar 10, 2022	1,547	Firm change after gap	Ibd to RIA
M&T SECURITIES, INC.	EQUITABLE ADVISORS, LLC	Aug 17, 2016	May 25, 2017	281	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	M&T SECURITIES, INC.	Apr 10, 2015	Jun 14, 2016	431	Firm change after gap	Other
FSC SECURITIES CORPORATION	HERITAGE ADVISORY GROUP, INC.	Aug 14, 2014	Oct 27, 2006	-2,848	Firm change after gap	Other
HERITAGE ADVISORY GROUP, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Mar 14, 2007	Aug 11, 2014	2,707	Firm change after gap	Other

Relationships

Registered with (10)

→ MAYFLOWER ADVISORSRegistered adviserregistration: current employment
Aug 31, 2026 to presentfactForm ADV
→ BROOKSTONE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 30, 2024 to Aug 31, 2026factForm ADV
→ ROYAL FUND MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 6, 2022 to Jan 29, 2024factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Mar 29, 2022 to Sep 9, 2022factForm ADV
→ BEACON GLOBAL ADVISOR NETWORK, LLCRegistered adviserregistration: previous registration
Mar 10, 2022 to Mar 29, 2022factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
May 25, 2017 to Dec 14, 2017factForm ADV
→ M&T SECURITIES, INC.Registered adviserregistration: previous registration
Jun 14, 2016 to Aug 17, 2016factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 11, 2014 to Apr 10, 2015factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Aug 6, 1998 to Aug 14, 2014factForm ADV
→ HERITAGE ADVISORY GROUP, INC.Registered adviserregistration: previous registration
Oct 27, 2006 to Mar 14, 2007factForm ADV

Dated events

Occurred
Aug 31, 2026
Advisor changed firm
Philip Thomas Purpura left Brookstone Wealth Advisors, Llc for Mayflower Advisors (registered 2026-08-31)
Form ADVobserved 4 days ago
Occurred
Jan 29, 2024
Advisor changed firm
Philip Thomas Purpura left Royal Fund Management, Llc for Brookstone Wealth Advisors, Llc (registered 2024-01-30)
Form ADVobserved 4 days ago
Occurred
Sep 9, 2022
Advisor changed firm
Philip Thomas Purpura left Esi Financial Advisors for Royal Fund Management, Llc (registered 2022-09-06)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2022
Advisor changed firm
Philip Thomas Purpura left Beacon Global Advisor Network, Llc for Esi Financial Advisors (registered 2022-03-29)
Form ADVobserved 4 days ago