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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

John Andrew McLoughlin

Advisor at OSAIC INSTITUTIONS, INC.

Goshen, NY | Poughkeepsie, NY

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Apr 6, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC INSTITUTIONS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 22, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 22, 1987
First registration: Apr 6, 2006
Dual registered: yes, broker-dealer
Other names: JOHN A MCLOUGHLIN|JOHN ANDREW MCLOUGHLIN|John McLoughlin
IAPD individual key: 1437650

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Mar 31, 2025	n/a	yes	Goshen, NY\|Poughkeepsie, NY	Current employment
SANTANDER SECURITIES	Bd affiliated wealth	Nov 7, 2023	Mar 18, 2025	no	Scotch Plains, NJ\|Cherry Hill, NJ	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 26, 2022	Nov 10, 2023	no	MANHASSET, NY	Previous registration
SANTANDER SECURITIES	Bd affiliated wealth	Feb 7, 2017	Sep 29, 2020	no	Brooklyn, NY\|Boston, MA\|New York, NY\|Scotch Plains, NJ\|Boston, MA	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Jun 17, 2011	Jan 5, 2017	no	OCEANSIDE, NY\|ALBANY, NY\|ALBANY, NY\|NEWBURGH, NY\|BALDWIN PLACE, NY\|JOHNSTOWN, NY\|AMSTERDAM, NY\|RHINEBECK, NY\|POUGHKEEPSIE, NY\|SLINGERLANDS, NY\|BREWSTER, NY\|YONKERS, NY\|NEW ROCHELLE, NY\|BROADALBIN, NY\|NEWBURGH, NY\|WORCESTER, NY\|VESTAL, NY\|DELMAR, NY\|WHITE PLAINS, NY\|WHAPPINGER FALLS, NY\|HARTWICK, NY\|W. HAVERSTRAW, NY\|NANUET, NY\|MALTA, NY\|SCHENECTADY, NY\|FISHKILL, NY\|TROY, NY\|APALACHIN, NY\|UNADILLA, NY\|ONEONTA, NY\|GLENMONT, NY\|SPRING VALLEY, NY\|W HAVERSTRAW, NY\|AIRMONT, NY\|PEEKSKILL, NY\|WHITE PLAINS, NY\|BEACON, NY\|POUGHKEEPSIE, NY\|PLEASANT VALLEY, NY\|WYNANTSKILL, NY\|TROY, NY\|BINGHAMPTON, NY\|ENDICOTT, NY\|OSSINING, NY\|SCHENECTADY, NY\|CLIFTON PARK, NY\|NEWBURGH, NY\|HALFMOON, NY\|NEW ROCHELLE, NY\|HICKSVILLE, NY\|BLOOMINGBURG, NY\|MIDDLETOWN, NY\|GLENS FALLS, NY\|QUEENSBURY, NY\|SARATOGA SPRINGS, NY\|SARATOGA SPRINGS, NY\|KINGSTON, NY\|HIGHLAND, NY\|HOLBROOK, NY\|POUGHKEEPSIE, NY\|E. GREENBUSH, NY\|EAST GREENBUSH, NY\|VESTAL, NY\|ELMIRA, NY\|WEST ISLIP, NY\|YONKERS, NY\|MASPETH, NY\|HEMPSTEAD, NY\|CHENANGO BRIDGE, NY\|ALBANY, NY\|E. GLENVILLE, NY\|SCHENECTADY, NY\|ALBANY, NY\|ALBANY, NY\|KINGSTON, NY\|WEST BABYLON, NY\|SAYVILLE, NY\|DEER PARK, NY\|LATHAM, NY\|LATHAM, NY\|WEST HEMPSTEAD, NY\|POMONA, NY\|ITHACA, NY\|VAILS GATE, NY\|CLIFTON PARK, NY\|NEW PALTZ, NY\|W. BABYLON, NY\|AMITYVILLE, NY\|CORAM, NY\|HAMPTON BAYS, NY\|CARLE PLACE, NY\|EAST MEADOW, NY\|ENDICOTT, NY\|E. MIDDLETOWN, NY\|QUEENSBURY, NY\|QUEENSBURY, NY\|GUILDERLAND, NY\|KINGSTON, NY\|DIX HILLS, NY\|FREEPORT, NY\|ARVERNE, NY\|NEW CITY, NY\|GLENDALE, NY\|N. PORT WASHINGTON, NY\|LEVITTOWN, NY\|BINGHAMTON, NY\|DERUYTER, NY\|ITHACA, NY\|ITHACA, NY\|SARATOGA SPRINGS, NY\|ALBANY, NY\|NISKAYUNA, NY\|ALBANY, NY\|CLIFTON PARK, NY\|FARMINGVILLE, NY\|SOUTH FARMINGDALE, NY\|LAKE RONKONKOMA, NY\|MILLER PLACE, NY\|SOUTH SETAUKET, NY\|LOUDONVILLE, NY\|ALBANY, NY\|STATEN ISLAND, NY\|STATEN ISLAND, NY\|MT VERNON, NY\|GREENE, NY\|PORT JERVIS, NY\|SCHENECTADY, NY\|EAST NORTHPORT, NY\|MEDFORD, NY\|LATHAM, NY\|MONTPELIER, VT\|BENNINGTON, VT\|SOUTH BURLINGTON, VT\|MIDDLEBURY, VT\|COLCHESTER, VT\|RUTLAND, VT\|SHELBURNE, VT\|VERGENNES, VT\|BURLINGTON, VT\|WILLISTON, VT\|RUTLAND, VT\|CASTLETON, VT\|POULTNEY, VT\|WEST PAWLET, VT\|ST. ALBANS, VT\|ESSEX JUNCTION, VT\|BERLIN, VT\|SPRINGFIELD, VT\|BRATTLEBORO, VT\|WHITE RIVER JUNCTION, VT\|WEST LEBANON, NH\|WOODSTOCK, VT\|BONDVILLE, VT\|CLAREMONT, NH\|KEENE, NH\|LEBANON, NH\|RUTLAND, VT\|BENNINGTON, VT\|CASTLETON, VT\|POULTNEY, VT\|WEST PAWLET, VT\|ESSEX JUNCTION, VT\|WILLISTON, VT\|BURLINGTON, VT\|MONTPELIER, VT\|SHELBURNE, VT\|SOUTH BURLINGTON, VT\|ST. ALBANS, VT\|MIDDLEBURY, VT\|VERGENNES, VT\|HANOVER, NH\|SMITHTOWN, NY\|TARRYTOWN, NY\|FAYETTEVILLE, NY\|LIVERPOOL, NY\|CORTLAND, NY\|CICERO, NY\|SYRACUSE, NY\|UTICA, NY\|SYRACUSE, NY\|ONEIDA, NY\|HERKIMER, NY\|SYRACUSE, NY\|UTICA, NY\|CICERO, NY\|SYRACUSE, NY\|CICERO, NY\|WHITESBORO, NY\|CRANSTON, RI\|CUMBERLAND, RI\|WARWICK, RI\|CRANSTON, RI\|PROVIDENCE, RI\|WARWICK, RI\|PROVIDENCE, RI\|CRANSTON, RI\|CRANSTON, RI\|PROVIDENCE, RI\|PROVIDENCE, RI\|BARRINGTON, RI\|PAWTUCKET, RI\|PAWTUCKET, RI\|PROVIDENCE, RI\|COVENTRY, RI\|PROVIDENCE, RI\|JOHNSTON, RI\|PROVIDENCE, RI\|PROVIDENCE, RI\|CRANSTON, RI\|N. SMITHFIELD, RI\|CHEPACHET, RI\|NORTH PROVIDENCE, RI\|BRANFORD, CT\|BARRINGTON, RI\|PAWTUCKET, RI\|CUMBERLAND, RI\|N. PROVIDENCE, RI\|CRANSTON, RI\|N. PROVIDENCE, RI\|PROVIDENCE, RI\|WOONSOCKET, RI\|PROVIDENCE, RI\|CRANSTON, RI\|LINCOLN, RI\|COVENTRY, RI\|CRANSTON, RI\|CUMBERLAND, RI\|NORTH SMITHFIELD, RI\|SMITHFIELD, RI\|NORTH PROVIDENCE, RI\|WARWICK, RI\|MIDDLETOWN, DE\|PAWTUCKET, RI\|CRANSTON, RI\|JOHNSTON, RI\|SMITHFIELD, RI	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Jan 8, 2010	Jun 21, 2010	no	ALBANY, NY	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Apr 6, 2006	Aug 10, 2009	no	POUGHKEEPSIE, NY\|POUGHKEEPSIE, NY\|CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SANTANDER SECURITIES	OSAIC INSTITUTIONS, INC.	Mar 18, 2025	Mar 31, 2025	13	Firm change	Ibd to ibd
WOODBURY FINANCIAL SERVICES, INC.	SANTANDER SECURITIES	Nov 10, 2023	Nov 7, 2023	-3	Firm change	Ibd to ibd
SANTANDER SECURITIES	WOODBURY FINANCIAL SERVICES, INC.	Sep 29, 2020	Sep 26, 2022	727	Firm change after gap	Ibd to ibd
CITIZENS SECURITIES, INC.	SANTANDER SECURITIES	Jan 5, 2017	Feb 7, 2017	33	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	CITIZENS SECURITIES, INC.	Jun 21, 2010	Jun 17, 2011	361	Firm change	Other

Relationships

Registered with (5)

→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ SANTANDER SECURITIESRegistered adviserregistration: previous registration
Nov 7, 2023 to Mar 18, 2025factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 26, 2022 to Nov 10, 2023factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Jun 17, 2011 to Jan 5, 2017factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Jan 8, 2010 to Jun 21, 2010factForm ADV

Dated events

Occurred
Mar 18, 2025
Advisor changed firm
John Andrew Mcloughlin left Santander Securities for Osaic Institutions, Inc. (registered 2025-03-31)
Form ADVobserved 6 days ago
Occurred
Nov 10, 2023
Advisor changed firm
John Andrew Mcloughlin left Woodbury Financial Services, Inc. for Santander Securities (registered 2023-11-07)
Form ADVobserved 6 days ago