DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Andrew Mcloughlin
Feed of 09/15/2026
Also filed as John A Mcloughlin
At current firm
1 y
since Mar 31, 2025
In the industry
39 y
since Jul 22, 1987 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Institutions, Inc. BD affiliated currentsince Mar 31, 2025 · Goshen, Ny
- Santander Securities BD affiliatedNov 7, 2023 to Mar 18, 2025 · Scotch Plains, Nj
- Woodbury Financial Services, Inc. formerSep 26, 2022 to Nov 10, 2023 · Manhasset, Ny
- Santander Securities BD affiliatedFeb 7, 2017 to Sep 29, 2020 · Brooklyn, Ny
- Citizens Securities, Inc. BD affiliatedJun 17, 2011 to Jan 5, 2017 · Oceanside, Ny
- Uvest Financial Services Group, Inc. unclassifiedJan 8, 2010 to Jun 21, 2010 · Albany, Ny
- Uvest Financial Services Group, Inc. unclassifiedApr 6, 2006 to Aug 10, 2009 · Poughkeepsie, Ny
Moves
a registration end followed by a registration begin elsewhere
- Santander Securities to Osaic Institutions, Inc.left Mar 18, 2025, registered Mar 31, 2025 (13 days) · Affiliated broker-dealer or bank to another
- Woodbury Financial Services, Inc. to Santander Securitiesleft Nov 10, 2023, registered Nov 7, 2023 (-3 days) · Affiliated broker-dealer or bank to another
- Santander Securities to Woodbury Financial Services, Inc.left Sep 29, 2020, registered Sep 26, 2022 (727 days) · Affiliated broker-dealer or bank to another
- Citizens Securities, Inc. to Santander Securitiesleft Jan 5, 2017, registered Feb 7, 2017 (33 days) · Other
- Uvest Financial Services Group, Inc. to Citizens Securities, Inc.left Jun 21, 2010, registered Jun 17, 2011 (361 days) · Other
Signals
- John Andrew Mcloughlin left Santander Securities for Osaic Institutions, Inc. (registered 2025-03-31)Mar 18, 2025 · Advisor changed firm · fact
- John Andrew Mcloughlin left Woodbury Financial Services, Inc. for Santander Securities (registered 2023-11-07)Nov 10, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address